0001209191-22-035976.txt : 20220610 0001209191-22-035976.hdr.sgml : 20220610 20220610170102 ACCESSION NUMBER: 0001209191-22-035976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220610 DATE AS OF CHANGE: 20220610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prinz Fritz CENTRAL INDEX KEY: 0001834027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 221009717 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-08 0 0001811414 QuantumScape Corp QS 0001834027 Prinz Fritz C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 1 0 0 0 Class A Common Stock 2022-06-08 4 S 0 93360 12.0173 D 146480 I By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 Class A Common Stock 2022-06-08 4 S 0 31120 12.0173 D 32160 I By Marie Helene Prinz 2019 Trust dated June 17, 2019 Class A Common Stock 2022-06-08 4 S 0 31120 12.0173 D 32160 I By Benedikt Prinz 2019 Trust dated June 17, 2019 Class A Common Stock 2022-06-09 4 C 0 818146 A 964626 I By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 Class A Common Stock 2022-06-09 4 C 0 289382 A 321542 I By Marie Helene Prinz 2019 Trust dated June 17, 2019 Class A Common Stock 2022-06-09 4 C 0 289382 A 321542 I By Benedikt Prinz 2019 Trust dated June 17, 2019 Class B Common Stock 2022-06-09 4 C 0 818146 D Class A Common Stock 818146 6374969 I By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 Class B Common Stock 2022-06-09 4 C 0 289382 D Class A Common Stock 289382 801200 I By Marie Helene Prinz 2019 Trust dated June 17, 2019 Class B Common Stock 2022-06-09 4 C 0 289382 D Class A Common Stock 289382 801200 I By Benedikt Prinz 2019 Trust dated June 17, 2019 Class B Common Stock Class A Common Stock 1055131 I By: Gertrude Prinz Annuity Trust dated August 31, 2020 Class B Common Stock Class A Common Stock 1055131 I By: Friedrich Prinz Annuity Trust dated August 31, 2020 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock. The Reporting Person transferred 6,890,327 shares of Class B Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly. The Gertrude Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021. The Friedrich Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021. /s/ Michael O. McCarthy, III, attorney-in-fact 2022-06-10