0001209191-22-035976.txt : 20220610
0001209191-22-035976.hdr.sgml : 20220610
20220610170102
ACCESSION NUMBER: 0001209191-22-035976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220608
FILED AS OF DATE: 20220610
DATE AS OF CHANGE: 20220610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prinz Fritz
CENTRAL INDEX KEY: 0001834027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39345
FILM NUMBER: 221009717
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QuantumScape Corp
CENTRAL INDEX KEY: 0001811414
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 850796578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 452-2000
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: Kensington Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200505
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-08
0
0001811414
QuantumScape Corp
QS
0001834027
Prinz Fritz
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE
SAN JOSE
CA
95110
1
0
0
0
Class A Common Stock
2022-06-08
4
S
0
93360
12.0173
D
146480
I
By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
Class A Common Stock
2022-06-08
4
S
0
31120
12.0173
D
32160
I
By Marie Helene Prinz 2019 Trust dated June 17, 2019
Class A Common Stock
2022-06-08
4
S
0
31120
12.0173
D
32160
I
By Benedikt Prinz 2019 Trust dated June 17, 2019
Class A Common Stock
2022-06-09
4
C
0
818146
A
964626
I
By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
Class A Common Stock
2022-06-09
4
C
0
289382
A
321542
I
By Marie Helene Prinz 2019 Trust dated June 17, 2019
Class A Common Stock
2022-06-09
4
C
0
289382
A
321542
I
By Benedikt Prinz 2019 Trust dated June 17, 2019
Class B Common Stock
2022-06-09
4
C
0
818146
D
Class A Common Stock
818146
6374969
I
By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
Class B Common Stock
2022-06-09
4
C
0
289382
D
Class A Common Stock
289382
801200
I
By Marie Helene Prinz 2019 Trust dated June 17, 2019
Class B Common Stock
2022-06-09
4
C
0
289382
D
Class A Common Stock
289382
801200
I
By Benedikt Prinz 2019 Trust dated June 17, 2019
Class B Common Stock
Class A Common Stock
1055131
I
By: Gertrude Prinz Annuity Trust dated August 31, 2020
Class B Common Stock
Class A Common Stock
1055131
I
By: Friedrich Prinz Annuity Trust dated August 31, 2020
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2021.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The Class B Common Stock is convertible into Class A Common Stock at the holder's election and has no expiration date or conversion price. On June 9, 2022, the Reporting Person directed the conversion of shares of Class B Common Stock into Class A Common Stock.
The Reporting Person transferred 6,890,327 shares of Class B Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly.
The Gertrude Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.
The Friedrich Prinz Annuity Trust dated August 31, 2020 transferred 151,394 shares of Class B Common Stock to Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 on November 30, 2021.
/s/ Michael O. McCarthy, III, attorney-in-fact
2022-06-10