0001209191-22-031644.txt : 20220524
0001209191-22-031644.hdr.sgml : 20220524
20220524170040
ACCESSION NUMBER: 0001209191-22-031644
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220520
FILED AS OF DATE: 20220524
DATE AS OF CHANGE: 20220524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holme Timothy
CENTRAL INDEX KEY: 0001834249
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39345
FILM NUMBER: 22957865
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QuantumScape Corp
CENTRAL INDEX KEY: 0001811414
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 850796578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 452-2000
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: Kensington Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200505
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-20
0
0001811414
QuantumScape Corp
QS
0001834249
Holme Timothy
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE
SAN JOSE
CA
95110
0
1
0
0
Chief Technology Officer
Class A Common Stock
2022-05-20
4
M
0
4767
0.6439
A
4767
I
By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock
2022-05-20
4
M
0
178525
0.6439
A
183292
I
By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock
2022-05-20
4
M
0
94848
1.0542
A
278140
I
By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock
2022-05-20
4
M
0
21860
1.0542
A
300000
I
By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock
2022-05-20
4
S
0
298325
11.9272
D
1675
I
By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock
2022-05-20
4
S
0
1675
12.5124
D
0
I
By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock
356792
D
Stock Option (right to buy)
0.6439
2022-05-20
4
M
0
4767
0.00
D
2014-02-13
2023-04-08
Class B Common Stock
4767
178525
D
Stock Option (right to buy)
0.6439
2022-05-20
4
M
0
178525
0.00
D
2014-02-13
2023-04-08
Class B Common Stock
178525
0
D
Stock Option (right to buy)
1.0542
2022-05-20
4
M
0
94848
0.00
D
2018-02-27
2025-02-27
Class A Common Stock
94848
238956
D
Stock Option (right to buy)
1.0542
2022-05-20
4
M
0
21860
0.00
D
2018-02-27
2025-02-27
Class A Common Stock
21860
217096
D
The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.
Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2021.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.47 to $12.45, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.47 to $12.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 291,412 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
/s/ Michael O. McCarthy, III, attorney-in-fact
2022-05-24