0001209191-21-068607.txt : 20211208 0001209191-21-068607.hdr.sgml : 20211208 20211208191135 ACCESSION NUMBER: 0001209191-21-068607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211206 FILED AS OF DATE: 20211208 DATE AS OF CHANGE: 20211208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holme Timothy CENTRAL INDEX KEY: 0001834249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 211479897 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-06 0 0001811414 QuantumScape Corp QS 0001834249 Holme Timothy C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 Chief Technology Officer Class A Common Stock 2021-12-06 4 S 0 55568 23.7034 D 256091 I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees Class A Common Stock 2021-12-06 4 S 0 224243 24.7025 D 31848 I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees Class A Common Stock 2021-12-06 4 S 0 20189 25.1198 D 11659 I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees Class A Common Stock 263679 D Class A Common Stock 2021-12-07 4 C 0 298989 A 562668 D Class B Common Stock 2021-12-07 4 C 0 298989 0.00 D Class A Common Stock 298989 11686003 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.08 to $24.07, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The Reporting Person transferred 311,659 shares of Class A Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.08 to $25.075, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.08 to $25.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On December 7, 2021, the Reporting Person directed the conversion of 298,989 shares of Class B Common Stock into Class A Common Stock. /s/ Michael O. McCarthy, III, attorney-in-fact 2021-12-08