8-K/A 1 tm2124176d2_8ka.htm FORM 8-K/A

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

FORM 8-K/A

 

(Amendment No. 2)

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 22, 2021

 

 

Lucid Group, Inc.

(Exact name of registrant as specified in its charter)

 

 
Delaware 001-39408 85-0891392
(State or other
jurisdiction of
incorporation)
(Commission File
Number)
(I.R.S. Employer
Identification No.)
7373 Gateway Blvd
Newark, CA

(Address of principal executive offices)
94560
(Zip Code)
Registrant’s telephone number, including area code: (510) 648-3553
 
(Former name or former address, if changed since last report)
       
 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Title of each class

Trading
Symbol

Name of each exchange on which registered

Class A Common Stock, $0.0001 par value per share LCID The Nasdaq Stock Market LLC
Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share LCIDW The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨

 

 

 

 

 

 

INTRODUCTORY NOTE

 

This Amendment No. 2 on Form 8-K/A (“Amendment No. 2”) amends Item 2.01 and Item 9.01 of the Current Report on Form 8-K filed on July 26, 2021, which was previously amended by Amendment No. 1 on Form 8-K/A filed on July 26, 2021 (as so amended, the “Original Report”), in which Lucid Group, Inc. (together with its consolidated subsidiaries, the “Company”) reported, among other events, the completion of the Transactions.

 

This Amendment No. 2 is being filed in order to include (i) under Item 9.01(a) of the Original Report, the unaudited condensed consolidated financial statements of Atieva, Inc. (“Lucid”), as of June 30, 2021 and for the three and six months ended June 30, 2021 and 2020 and (ii) under Item 2.01 of the Original Report, the Management’s Discussion and Analysis of Financial Condition and Results of Operations of Lucid for the three and six months ended June 30, 2021 and 2020.

 

This Amendment No. 2 does not amend any other item of the Original Report or purport to provide an update or a discussion of any developments at the Company or its subsidiaries, including Lucid, subsequent to the filing date of the Original Report. The information previously reported in or filed with the Original Report is hereby incorporated by reference to this Amendment No. 2.

 

Capitalized terms used herein but not defined herein have the meanings given to such terms in the Original Report.

 

Item 9.01.Financial Statement and Exhibits.

 

(a)       The unaudited condensed consolidated financial statements of Lucid as of June 30, 2021 and for the three and six months ended June 30, 2021 and 2020, and the related notes thereto are attached as Exhibit 99.1 and are incorporated herein by reference. Also included as Exhibit 99.2 and incorporated herein by reference is the Management’s Discussion and Analysis of Financial Condition and Results of Operations of Lucid for the three and six months ended June 30, 2021 and 2020.

 

(d)       Exhibits.

 

Exhibit Number

Description

99.1 Unaudited condensed consolidated financial statements of Lucid as of June 30, 2021 and for the three and six months ended June 30, 2021 and 2020.
99.2 Management’s Discussion and Analysis of Financial Condition and Results of Operations of Lucid for the three and six months ended June 30, 2021 and 2020.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 16, 2021

 

LUCID GROUP, INC.

  By: /s/ Sherry House
    Name: Sherry House
Title:   Chief Financial Officer