0000950172-24-000236.txt : 20240426
0000950172-24-000236.hdr.sgml : 20240426
20240426160147
ACCESSION NUMBER: 0000950172-24-000236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240424
FILED AS OF DATE: 20240426
DATE AS OF CHANGE: 20240426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
CENTRAL INDEX KEY: 0001883139
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39387
FILM NUMBER: 24883407
BUSINESS ADDRESS:
STREET 1: 1 GUSTAVE L. LEVY PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10029
BUSINESS PHONE: 212 241 6500
MAIL ADDRESS:
STREET 1: 1 GUSTAVE L. LEVY PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOUNT SINAI HEALTH SYSTEM, INC.
CENTRAL INDEX KEY: 0001883135
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39387
FILM NUMBER: 24883405
BUSINESS ADDRESS:
STREET 1: 150 EAST 42ND STREET
STREET 2: SUITE 2-B.17
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212 659 8105
MAIL ADDRESS:
STREET 1: 150 EAST 42ND STREET
STREET 2: SUITE 2-B.17
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOUNT SINAI HOSPITAL
CENTRAL INDEX KEY: 0001899689
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39387
FILM NUMBER: 24883406
BUSINESS ADDRESS:
STREET 1: ONE GUSTAVE L LEVY PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10029
BUSINESS PHONE: 212-241-6500
MAIL ADDRESS:
STREET 1: ONE GUSTAVE L LEVY PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOUNT SINAI HOSPITALS GROUP, INC.
CENTRAL INDEX KEY: 0001885494
ORGANIZATION NAME:
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39387
FILM NUMBER: 24883404
BUSINESS ADDRESS:
STREET 1: ONE GUSTAVE L. LEVY PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10029
BUSINESS PHONE: 2122416500
MAIL ADDRESS:
STREET 1: ONE GUSTAVE L. LEVY PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Renalytix plc
CENTRAL INDEX KEY: 0001811115
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: FINSGATE
STREET 2: 5-7 CRANWOOD STREET
CITY: LONDON
STATE: X0
ZIP: EC1V 9EE
BUSINESS PHONE: 44 29 2071 0570
MAIL ADDRESS:
STREET 1: FINSGATE
STREET 2: 5-7 CRANWOOD STREET
CITY: LONDON
STATE: X0
ZIP: EC1V 9EE
FORMER COMPANY:
FORMER CONFORMED NAME: Renalytix AI plc
DATE OF NAME CHANGE: 20200430
4
1
form4.xml
X0508
4
2024-04-24
0001811115
Renalytix plc
RNLX
0001883139
ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
1 GUSTAVE L. LEVY PLACE
NEW YORK
NY
10029
true
0001899689
MOUNT SINAI HOSPITAL
1 GUSTAVE L. LEVY PLACE
NEW YORK
NY
10029
true
0001883135
MOUNT SINAI HEALTH SYSTEM, INC.
150 EAST 42ND STREET
SUITE 2-B.17
NEW YORK
NY
10017
true
0001885494
MOUNT SINAI HOSPITALS GROUP, INC.
1 GUSTAVE L. LEVY PLACE
NEW YORK
NY
10029
true
false
Ordinary Shares
2024-04-24
4
J
0
9360374
0.25
A
19317248
D
American Depositary Shares
2331239
D
On April 24, 2024, Icahn School of Medicine at Mount Sinai ("ISMMS") acquired 9,360,374 Ordinary Shares of the Issuer in the second tranche (the "Second Tranche") of a private placement of the Issuer (the "Private Placement") pursuant to the Placing Agreement dated March 12, 2024 with Stifel Nicolaus Europe Limited ("Stifel"). The Issuer issued 19,986,031 Ordinary Shares in the first tranche of the Private Placement, which was closed on March 14, 2024, and 26,815,841 Ordinary Shares in the Second Tranche, which was closed on April 24, 2024 after the receipt of the requisite shareholder approval.
ISMMS purchased the Ordinary Shares for approximately $2.3 million, which is equivalent to a price of 20 pence per Ordinary Share (or approximately $0.25 per share based on a conversion rate of 1 GBP to $1.2498 on April 23, 2024).
The securities reported herein are held directly by ISMMS.
As the sole member of The Mount Sinai Hospital ("MSH"), Mount Sinai Hospitals Group, Inc. ("MSHG") may be deemed to beneficially own the securities held by MSH. As the sole member of MSHG, Mount Sinai Health System, Inc. ("MSHS") may be deemed to beneficially own the securities beneficially owned by MSHG. As the sole member of ISMMS, MSHS may be deemed to beneficially own the securities held by ISMMS. Each of the reporting persons disclaims beneficial ownership of all such securities reported herein, except to the extent of its pecuniary interest, if any.
Each American Depositary Share of the Issuer represents two Ordinary Shares of the Issuer.
948,750 American Depositary Shares are held directly by MSH and 1,382,489 American Depositary Shares are held directly by ISMMS.
ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer
2024-04-26
THE MOUNT SINAI HOSPITAL By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer
2024-04-26
MOUNT SINAI HEALTH SYSTEM, INC. By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer
2024-04-26
MOUNT SINAI HOSPITALS GROUP, INC. By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer
2024-04-26