0000950172-24-000236.txt : 20240426 0000950172-24-000236.hdr.sgml : 20240426 20240426160147 ACCESSION NUMBER: 0000950172-24-000236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240424 FILED AS OF DATE: 20240426 DATE AS OF CHANGE: 20240426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI CENTRAL INDEX KEY: 0001883139 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39387 FILM NUMBER: 24883407 BUSINESS ADDRESS: STREET 1: 1 GUSTAVE L. LEVY PLACE CITY: NEW YORK STATE: NY ZIP: 10029 BUSINESS PHONE: 212 241 6500 MAIL ADDRESS: STREET 1: 1 GUSTAVE L. LEVY PLACE CITY: NEW YORK STATE: NY ZIP: 10029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOUNT SINAI HEALTH SYSTEM, INC. CENTRAL INDEX KEY: 0001883135 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39387 FILM NUMBER: 24883405 BUSINESS ADDRESS: STREET 1: 150 EAST 42ND STREET STREET 2: SUITE 2-B.17 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 659 8105 MAIL ADDRESS: STREET 1: 150 EAST 42ND STREET STREET 2: SUITE 2-B.17 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOUNT SINAI HOSPITAL CENTRAL INDEX KEY: 0001899689 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39387 FILM NUMBER: 24883406 BUSINESS ADDRESS: STREET 1: ONE GUSTAVE L LEVY PLACE CITY: NEW YORK STATE: NY ZIP: 10029 BUSINESS PHONE: 212-241-6500 MAIL ADDRESS: STREET 1: ONE GUSTAVE L LEVY PLACE CITY: NEW YORK STATE: NY ZIP: 10029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOUNT SINAI HOSPITALS GROUP, INC. CENTRAL INDEX KEY: 0001885494 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39387 FILM NUMBER: 24883404 BUSINESS ADDRESS: STREET 1: ONE GUSTAVE L. LEVY PLACE CITY: NEW YORK STATE: NY ZIP: 10029 BUSINESS PHONE: 2122416500 MAIL ADDRESS: STREET 1: ONE GUSTAVE L. LEVY PLACE CITY: NEW YORK STATE: NY ZIP: 10029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Renalytix plc CENTRAL INDEX KEY: 0001811115 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: FINSGATE STREET 2: 5-7 CRANWOOD STREET CITY: LONDON STATE: X0 ZIP: EC1V 9EE BUSINESS PHONE: 44 29 2071 0570 MAIL ADDRESS: STREET 1: FINSGATE STREET 2: 5-7 CRANWOOD STREET CITY: LONDON STATE: X0 ZIP: EC1V 9EE FORMER COMPANY: FORMER CONFORMED NAME: Renalytix AI plc DATE OF NAME CHANGE: 20200430 4 1 form4.xml X0508 4 2024-04-24 0001811115 Renalytix plc RNLX 0001883139 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 1 GUSTAVE L. LEVY PLACE NEW YORK NY 10029 true 0001899689 MOUNT SINAI HOSPITAL 1 GUSTAVE L. LEVY PLACE NEW YORK NY 10029 true 0001883135 MOUNT SINAI HEALTH SYSTEM, INC. 150 EAST 42ND STREET SUITE 2-B.17 NEW YORK NY 10017 true 0001885494 MOUNT SINAI HOSPITALS GROUP, INC. 1 GUSTAVE L. LEVY PLACE NEW YORK NY 10029 true false Ordinary Shares 2024-04-24 4 J 0 9360374 0.25 A 19317248 D American Depositary Shares 2331239 D On April 24, 2024, Icahn School of Medicine at Mount Sinai ("ISMMS") acquired 9,360,374 Ordinary Shares of the Issuer in the second tranche (the "Second Tranche") of a private placement of the Issuer (the "Private Placement") pursuant to the Placing Agreement dated March 12, 2024 with Stifel Nicolaus Europe Limited ("Stifel"). The Issuer issued 19,986,031 Ordinary Shares in the first tranche of the Private Placement, which was closed on March 14, 2024, and 26,815,841 Ordinary Shares in the Second Tranche, which was closed on April 24, 2024 after the receipt of the requisite shareholder approval. ISMMS purchased the Ordinary Shares for approximately $2.3 million, which is equivalent to a price of 20 pence per Ordinary Share (or approximately $0.25 per share based on a conversion rate of 1 GBP to $1.2498 on April 23, 2024). The securities reported herein are held directly by ISMMS. As the sole member of The Mount Sinai Hospital ("MSH"), Mount Sinai Hospitals Group, Inc. ("MSHG") may be deemed to beneficially own the securities held by MSH. As the sole member of MSHG, Mount Sinai Health System, Inc. ("MSHS") may be deemed to beneficially own the securities beneficially owned by MSHG. As the sole member of ISMMS, MSHS may be deemed to beneficially own the securities held by ISMMS. Each of the reporting persons disclaims beneficial ownership of all such securities reported herein, except to the extent of its pecuniary interest, if any. Each American Depositary Share of the Issuer represents two Ordinary Shares of the Issuer. 948,750 American Depositary Shares are held directly by MSH and 1,382,489 American Depositary Shares are held directly by ISMMS. ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer 2024-04-26 THE MOUNT SINAI HOSPITAL By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer 2024-04-26 MOUNT SINAI HEALTH SYSTEM, INC. By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer 2024-04-26 MOUNT SINAI HOSPITALS GROUP, INC. By: /s/ Stephen Harvey, Name: Stephen Harvey, Chief Financial Officer 2024-04-26