0001607062-22-000320.txt : 20220502 0001607062-22-000320.hdr.sgml : 20220502 20220502141235 ACCESSION NUMBER: 0001607062-22-000320 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220411 FILED AS OF DATE: 20220502 DATE AS OF CHANGE: 20220502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREWS JOHN FAY CENTRAL INDEX KEY: 0001923864 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39480 FILM NUMBER: 22881110 MAIL ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Applied UV, Inc. CENTRAL INDEX KEY: 0001811109 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 844373308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 BUSINESS PHONE: 9292073751 MAIL ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 3 1 ownership.xml X0206 3 2022-04-11 0 0001811109 Applied UV, Inc. AUVI 0001923864 ANDREWS JOHN FAY 150 N. MACQUESTEN PARKWAY MOUNT VERNON NY 10550 1 1 0 0 Chief Exeutive Officer Common Stock 75000 D Stock Option (Right to Buy) 1.42 2022-04-11 2032-04-11 Common Stock 175000 D The Equity Awards shall be subject to a quarterly vesting schedule and vest evenly over a three (3) year period, commencing on the effective date of the Employment Agreement. /s/ John F. Andrews 2022-05-02