0001607062-22-000103.txt : 20220214
0001607062-22-000103.hdr.sgml : 20220214
20220214152006
ACCESSION NUMBER: 0001607062-22-000103
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Munn Max
CENTRAL INDEX KEY: 0001824664
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39480
FILM NUMBER: 22630379
MAIL ADDRESS:
STREET 1: 150 N. MACQUESTEN PARKWAY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Applied UV, Inc.
CENTRAL INDEX KEY: 0001811109
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 844373308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
BUSINESS PHONE: 9292073751
MAIL ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
5
1
ownership.xml
X0306
5
2021-12-31
0
0
1
0001811109
Applied UV, Inc.
AUVI
0001824664
Munn Max
150 N. MACQUESTEN PARKWAY
MOUNT VERNON
NY
10550
1
1
0
0
Acting Chief Executive Officer
Non-Qualified Stock Option (Right to Buy)
7.80
2021-03-04
4
P
0
L
240983
0
A
2021-04-30
2031-03-04
Common Stock
240983
309835
D
The Form 4 filed on December 22, 2021 reported 68,852 vested shares underlying an option granted to Mr. Munn pursuant to his employment agreement which have an exercise price equal to the closing price of the Company's common stock on the Effective Date and which vest at the rate of 1/36th per month, commencing on April 1, 2021. The 240,983 options reported on this Form 5 were not previously reported in a form 4 filing.
Non-qualified stock options vest monthly (1/36th of the total number per month) through March 31, 2024.
/s/ Max Munn
2022-02-14