0001607062-22-000030.txt : 20220125
0001607062-22-000030.hdr.sgml : 20220125
20220125095019
ACCESSION NUMBER: 0001607062-22-000030
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20220125
DATE AS OF CHANGE: 20220125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICCIO MICHAEL GERARD
CENTRAL INDEX KEY: 0001905542
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39480
FILM NUMBER: 22551331
MAIL ADDRESS:
STREET 1: 150 N. MACQUESTEN PARKWAY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Applied UV, Inc.
CENTRAL INDEX KEY: 0001811109
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 844373308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
BUSINESS PHONE: 9292073751
MAIL ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
3
1
ownership.xml
X0206
3
2021-04-05
0
0001811109
Applied UV, Inc.
AUVI
0001905542
RICCIO MICHAEL GERARD
150 N. MACQUESTEN PARKWAY
MOUNT VERNON
NY
10550
0
1
0
0
Chief Financial Officer
COMMON STOCK
50000
D
Stock Option (right to buy)
6.53
2021-10-05
2031-09-28
Common Stock
23100
D
Stock Option (right to buy)
6.53
2021-10-31
2031-09-28
Common Stock
44942
D
Stock Option (right to buy)
6.53
2023-09-30
2031-09-28
Common Stock
1958
D
Stock Option (right to buy)
2.70
2022-01-01
2032-01-01
Common Stock
70000
D
The restricted stock vests quarterly over a 3-year period commencing on 1/1/22.
The 44,942 options are divided into increments of 1,954 options vested monthly, at the end of each month, beginning 10/31/21 through 8/31/23.
The 1,958 options vest on 9/28/23.
The 70,000 options issued on 1/1/22 vest quarterly over a 3 year period commencing 1/1/22.
/s/ Michael Riccio
2022-01-24