0001354457-24-000446.txt : 20240628 0001354457-24-000446.hdr.sgml : 20240628 20240628093754 ACCESSION NUMBER: 0001354457-24-000446 CONFORMED SUBMISSION TYPE: 25-NSE CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20240628 DATE AS OF CHANGE: 20240628 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Applied UV, Inc. CENTRAL INDEX KEY: 0001811109 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 844373308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 333-239892 BUSINESS ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 BUSINESS PHONE: 9292073751 MAIL ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nasdaq Stock Market LLC CENTRAL INDEX KEY: 0001354457 ORGANIZATION NAME: IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: One Liberty Plaza CITY: New York STATE: NY ZIP: 10006 BUSINESS PHONE: 301-978-4144 MAIL ADDRESS: STREET 1: Office of General Counsel STREET 2: 805 King Farm Blvd. CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: The Nasdaq Stock Market LLC DATE OF NAME CHANGE: 20060224 25-NSE 1 primary_doc.xml X0203 0001354457 Nasdaq Stock Market LLC 0001811109 Applied UV, Inc. 333-239892
150 N. Macquesten Parkway Mount Vernon NY NEW YORK 10550
646-876-0618
Common stock and Series A Cumulative Perpetual Preferred Stock 17 CFR 240.12d2-2(b) Aravind Menon Hearings Advisor 2024-06-28
EX-99.25 2 auvidelistreason.txt Delisting Determination, The Nasdaq Stock Market, LLC, June 28, 2024, Applied UV, Inc. The Nasdaq Stock Market LLC (the Exchange) has determined to remove from listing the securities of Applied UV, Inc., effective at the opening of the trading session on July 8, 2024. Based on review of information provided by the Company, Nasdaq Staff determined that the Company no longer qualified for listing on the Exchange pursuant to Listing Rules 5101, 5110(b), and IM-5101-1. The Company was notified of the Staff determination on May 24, 2024. The Company did not appeal the Staff determination to the Hearings Panel. The Company securities were suspended on May 29, 2024. The Staff determination to delist the Company securities became final on May 29, 2024.