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Form 8-K - Current report:
SEC Accession No. 0001213900-24-029453
Filing Date
2024-04-02
Accepted
2024-04-02 17:28:46
Documents
24
Period of Report
2024-03-27
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT ea0203185-8k_applied.htm   iXBRL 8-K 50125
2 PLACEMENT AGENCY AGREEMENT DATED AS OF MARCH 27, 2024, BY AND BETWEEN APPLIED UV ea020318501ex1-1_applied.htm EX-1.1 76875
3 FORM OF PRE-FUNDED WARRANT ea020318501ex4-1_applied.htm EX-4.1 125495
4 FORM OF WARRANT ea020318501ex4-2_applied.htm EX-4.2 142336
5 FORM OF SECURITIES PURCHASE AGREEMENT DATED AS OF MARCH 27, 2024, BY AND BETWEEN ea020318501ex10-1_applied.htm EX-10.1 280076
6 FORM OF REGISTRATION RIGHTS AGREEMENT DATED AS OF MARCH 27, 2024, BY AND BETWEEN ea020318501ex10-2_applied.htm EX-10.2 174183
7 FORM OF SERIES A/B WARRANT AMENDMENT DATED AS OF MARCH 27, 2024, BY AND BETWEEN ea020318501ex10-3_applied.htm EX-10.3 40783
8 PRESS RELEASE DATED AS OF MARCH 27, 2024 ea020318501ex99-1_applied.htm EX-99.1 12088
9 PRESS RELEASE DATED AS OF APRIL 1, 2024 ea020318501ex99-2_applied.htm EX-99.2 11059
10 GRAPHIC ex1-1_001.jpg GRAPHIC 4707
11 GRAPHIC ex1-1_002.jpg GRAPHIC 1722
  Complete submission text file 0001213900-24-029453.txt   1349195

Data Files

Seq Description Document Type Size
12 XBRL SCHEMA FILE auvi-20240327.xsd EX-101.SCH 3840
13 XBRL DEFINITION FILE auvi-20240327_def.xml EX-101.DEF 26716
14 XBRL LABEL FILE auvi-20240327_lab.xml EX-101.LAB 36872
15 XBRL PRESENTATION FILE auvi-20240327_pre.xml EX-101.PRE 25340
27 EXTRACTED XBRL INSTANCE DOCUMENT ea0203185-8k_applied_htm.xml XML 5800
Mailing Address 150 N. MACQUESTEN PKWY MOUNT VERNON NY 10550
Business Address 150 N. MACQUESTEN PKWY MOUNT VERNON NY 10550 9292073751
Applied UV, Inc. (Filer) CIK: 0001811109 (see all company filings)

IRS No.: 844373308 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-39480 | Film No.: 24815786
SIC: 3640 Electric Lighting & Wiring Equipment
(CF Office: 04 Manufacturing)