0001104659-20-109774.txt : 20200929
0001104659-20-109774.hdr.sgml : 20200929
20200929151458
ACCESSION NUMBER: 0001104659-20-109774
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200828
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KANTER JOEL S
CENTRAL INDEX KEY: 0001008231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39480
FILM NUMBER: 201208620
MAIL ADDRESS:
STREET 1: C/O WINDY CITY, INC.
STREET 2: 8000 TOWERS CRESCENT DR, STE 1300
CITY: VIENNA
STATE: VA
ZIP: 22182
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Applied UV, Inc.
CENTRAL INDEX KEY: 0001811109
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 844373308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0219
BUSINESS ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
BUSINESS PHONE: 9292073751
MAIL ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
3
1
tm2031711d8_3.xml
OWNERSHIP DOCUMENT
X0206
3
2020-08-28
0
0001811109
Applied UV, Inc.
AUVI
0001008231
KANTER JOEL S
C/O APPLIED UV, INC.
510 N. MACQUESTEN PARKWAY
MOUNT VERNON
NY
10550
1
0
0
0
Common Stock
17500
D
Non-Qualified Stock Option (Right to Buy)
2030-07-01
Common Stock
500
D
Vest on January 1, 2021.
An exercise price is equal to the greater of (x) $2.50 per share and (y) the market value of common stock on July 1, 2020 (the "Effective Date of Grant"). Options for the purchase of 125 shares of common stock shall vest quarterly for a period of one year, beginning on the last day of the quarter following the Effective Date of Grant.
/s/ Joel S. Kanter
2020-09-29