0001104659-20-109773.txt : 20200929
0001104659-20-109773.hdr.sgml : 20200929
20200929151427
ACCESSION NUMBER: 0001104659-20-109773
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200828
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUER EUGENE A
CENTRAL INDEX KEY: 0001210524
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39480
FILM NUMBER: 201208616
MAIL ADDRESS:
STREET 1: C/O DERMIRA, INC.
STREET 2: 275 MIDDLEFIELD ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Applied UV, Inc.
CENTRAL INDEX KEY: 0001811109
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 844373308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0219
BUSINESS ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
BUSINESS PHONE: 9292073751
MAIL ADDRESS:
STREET 1: 150 N. MACQUESTEN PKWY
CITY: MOUNT VERNON
STATE: NY
ZIP: 10550
3
1
tm2031711d6_3.xml
OWNERSHIP DOCUMENT
X0206
3
2020-08-28
0
0001811109
Applied UV, Inc.
AUVI
0001210524
BAUER EUGENE A
C/O APPLIED UV, INC.
510 N. MACQUESTEN PARKWAY
MOUNT VERNON
NY
10550
1
0
0
0
Common Stock
22500
D
10,000 shares vest evenly on an annual basis over a four-year period, commencing on January 1, 2021 and the remainder of the shares vest on January 1, 2021.
/s/ Eugene A. Bauer
2020-09-29