0001104659-20-109773.txt : 20200929 0001104659-20-109773.hdr.sgml : 20200929 20200929151427 ACCESSION NUMBER: 0001104659-20-109773 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200828 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUER EUGENE A CENTRAL INDEX KEY: 0001210524 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39480 FILM NUMBER: 201208616 MAIL ADDRESS: STREET 1: C/O DERMIRA, INC. STREET 2: 275 MIDDLEFIELD ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Applied UV, Inc. CENTRAL INDEX KEY: 0001811109 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 844373308 STATE OF INCORPORATION: DE FISCAL YEAR END: 0219 BUSINESS ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 BUSINESS PHONE: 9292073751 MAIL ADDRESS: STREET 1: 150 N. MACQUESTEN PKWY CITY: MOUNT VERNON STATE: NY ZIP: 10550 3 1 tm2031711d6_3.xml OWNERSHIP DOCUMENT X0206 3 2020-08-28 0 0001811109 Applied UV, Inc. AUVI 0001210524 BAUER EUGENE A C/O APPLIED UV, INC. 510 N. MACQUESTEN PARKWAY MOUNT VERNON NY 10550 1 0 0 0 Common Stock 22500 D 10,000 shares vest evenly on an annual basis over a four-year period, commencing on January 1, 2021 and the remainder of the shares vest on January 1, 2021. /s/ Eugene A. Bauer 2020-09-29