Director of Operations

0001420506-23-000958.txt : 20230511 0001420506-23-000958.hdr.sgml : 20230511 20230511114812 ACCESSION NUMBER: 0001420506-23-000958 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Elequin Securities, LLC CENTRAL INDEX KEY: 0001810873 IRS NUMBER: 843389464 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22205 FILM NUMBER: 23909823 BUSINESS ADDRESS: STREET 1: 1359 BROADWAY STREET 2: SUITE 1140 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126593970 MAIL ADDRESS: STREET 1: 1359 BROADWAY STREET 2: SUITE 1140 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ELEQUIN CAPITAL LP DATE OF NAME CHANGE: 20200428 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001810873 XXXXXXXX 03-31-2023 03-31-2023 false Elequin Securities, LLC

1359 BROADWAY SUITE 1140 NEW YORK NY 10018

13F HOLDINGS REPORT 028-22205 000311650 8-70654 N Kenny Eng Director of Operations 917-604-7222 Kenny Eng, Director of Operations NEW YORK NY 05-10-2023 0 306 142270666 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ELEQUIN SECURITIES, LLC (6139) 10X CAP VENTURE ACQSTN CORP COM CL A G87076108 34103 3350 SH SOLE 3350 0 0 A SPAC II ACQUISITION CORP ORD SHS CL A G0543H109 4883 470 SH SOLE 470 0 0 ABRDN ASIA PACIFIC INCOME FU COM 003009107 5320 2000 SH SOLE 2000 0 0 ABRDN EMRG MKTS EQTY INCM FD COM 00301W105 40554 7566 SH SOLE 7566 0 0 ABRDN GLOBAL INFRA INCOME FU COM SHS BEN INT 00326W106 10974 611 SH SOLE 611 0 0 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 212076 26247 SH SOLE 26247 0 0 ACCRETION ACQUISITION CORP COM 00438Y107 15800 1531 SH SOLE 1531 0 0 ACRI CAPITAL ACQUISITION COR COM CL A 00501A101 10 1 SH SOLE 1 0 0 ACROPOLIS INFRASTRUCTURE ACQ CL A 005029103 4244 419 SH SOLE 419 0 0 ADAM NAT RES FD INC COM 00548F105 319009 15516 SH SOLE 15516 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 845143 54350 SH SOLE 54350 0 0 ADVENT CONV & INCOME FD COM 00764C109 92538 8005 SH SOLE 8005 0 0 AES CORP COM 00130H105 2938 122 SH SOLE 122 0 0 AETHERIUM ACQUISITION CORP CLASS A COM 00809J101 302112 28800 SH SOLE 28800 0 0 AEVA TECHNOLOGIES INC *W EXP 03/12/202 00835Q111 6 49 SH SOLE 0 0 49 AFFILIATED MANAGERS GROUP IN COM 008252108 427 3 SH SOLE 3 0 0 AHREN ACQUISITION CORP CLASS A ORD SHS G01322109 3185 306 SH SOLE 306 0 0 AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 G0135E142 827928 80000 SH SOLE 0 0 80000 AIMFINITY INVESTMENT CORP I *W EXP 04/21/202 G0135E126 5760 80000 SH SOLE 0 0 80000 ALGONQUIN PWR UTILS CORP COM 015857105 1017391 121118 SH SOLE 121118 0 0 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 14008 2213 SH SOLE 2213 0 0 ALLSPRING MULTI SECTOR INCOM COM 94987D101 35658 3897 SH SOLE 3897 0 0 ALPHA HEALTHCARE ACQU CORP I CLASS A COM 02073F104 31059 3060 SH SOLE 3060 0 0 ALSET CAPITAL ACQUISITION CO CLASS A COM 02115M109 774752 75365 SH SOLE 75365 0 0 ALSET CAPITAL ACQUISITION CO RIGHT 01/31/2027 02115M125 23000 100000 SH SOLE 100000 0 0 ALTENERGY ACQUISITION CORP COM CL A 02157M108 552054 53210 SH SOLE 53210 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 13682 1344 SH SOLE 1344 0 0 AMERICAN EAGLE OUTFITTERS IN NOTE 3.750% 4/1 02553EAB2 482720 280000 PRN SOLE 0 0 280000 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 1693 3385 SH SOLE 0 0 3385 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 60984 4946 SH SOLE 4946 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 728 71 SH SOLE 71 0 0 APPRECIATE HOLDINGS INC CLASS A COM 03832J106 57 100 SH SOLE 100 0 0 APTIV PLC SHS G6095L109 4712 42 SH SOLE 42 0 0 ARISZ ACQUISITION CORP COMMON STOCK 040450108 21630 2100 SH SOLE 2100 0 0 AROGO CAPITAL ACQUISITION CO CLASS A COM 042644104 175977 16856 SH SOLE 16856 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 180600 17500 SH SOLE 0 0 17500 ARYA SCIENCES ACQU CORP IV CL A G31659108 5175 500 SH SOLE 500 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 34737 2167 SH SOLE 2167 0 0 AST SPACEMOBILE INC COM CL A 00217D100 508 100 SH SOLE 100 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 2 1 SH SOLE 0 0 1 ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 04687C113 4505 50000 SH SOLE 0 0 50000 ATHENA TECHNOLOGY ACQ CORP I CL A COM 04687C105 229057 22347 SH SOLE 22347 0 0 ATLANTIC COASTAL AQSTN CORP CLASS A COM 04845A108 305681 29449 SH SOLE 29449 0 0 AULT DISRUPTIVE TECHS CORP COM 05150A104 764 73 SH SOLE 73 0 0 AVALON ACQUISITION INC CLASS A COM 05338E101 521729 50022 SH SOLE 50022 0 0 AXIOS SUSTAINABLE GRW ACQ CO RIGHT 99/99/9999 G0703K124 4750 25000 SH SOLE 25000 0 0 B RILEY PRIN 250 MERGER CORP CLASS A COM 05602L104 178430 17562 SH SOLE 17562 0 0 BANK AMERICA CORP COM 060505104 86 3 SH SOLE 3 0 0 BANYAN ACQUISITION CORPORATI CL A COM 06690B107 63409 6097 SH SOLE 6097 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 17725 1374 SH SOLE 1374 0 0 BEARD ENERGY TRANSITION ACQ CL A COM 07402Q101 62387 6019 SH SOLE 6019 0 0 BECTON DICKINSON & CO COM 075887109 743 3 SH SOLE 3 0 0 BILANDER ACQUISITION CORP CL A COM 09001T106 19171 1900 SH SOLE 1900 0 0 BLACK MOUNTAIN ACQ CORP CL A COM 09216A108 15969 1537 SH SOLE 1537 0 0 BLACK SPADE ACQUISITION CO SHS CL A G11537100 514 50 SH SOLE 50 0 0 BLACKROCK CAP ALLOCATION TR COM 09260U109 3391 224 SH SOLE 224 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 142720 16367 SH SOLE 16367 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 46666 4907 SH SOLE 4907 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 44700 3676 SH SOLE 3676 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 106201 10695 SH SOLE 10695 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 79990 14813 SH SOLE 14813 0 0 BLACKROCK FLOATING RATE INC COM 091941104 12286 1096 SH SOLE 1096 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 27799 2376 SH SOLE 2376 0 0 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 75195 4500 SH SOLE 4500 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 73983 7755 SH SOLE 7755 0 0 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 25677 2411 SH SOLE 2411 0 0 BLUE WHALE ACQUISITION CORP CLASS A ORD SHS G1330M103 3976 400 SH SOLE 400 0 0 BRIDGER AEROSPACE GRP HLDGS *W EXP 01/24/202 96812F110 1607 10000 SH SOLE 0 0 10000 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 26320 1600 SH SOLE 1600 0 0 BYNORDIC ACQUISITION CORP CLASS A COM 124420100 11396 1100 SH SOLE 1100 0 0 CACTUS ACQUISITION CORP 1 LT CLASS A ORD G1745A108 5220 500 SH SOLE 500 0 0 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 49781 4732 SH SOLE 4732 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 21939 1030 SH SOLE 1030 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 179950 30092 SH SOLE 30092 0 0 CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 49100 3178 SH SOLE 3178 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 21952 1568 SH SOLE 1568 0 0 CAPITALWORKS EMNG MKTS ACQST CLASS A ORD SHS G1889L100 5250 500 SH SOLE 500 0 0 CARAVELLE INTERNATIONAL GROU ORD SHS G1901X108 29 25 SH SOLE 25 0 0 CARTESIAN GROWTH CORP II CLASS A ORD G19305112 23078 2200 SH SOLE 2200 0 0 CBRE GBL REAL ESTATE INC FD RIGHT 04/06/2023 12504G118 749 24237 SH SOLE 24237 0 0 CBRE GBL REAL ESTATE INC FD COM 12504G100 76597 14425 SH SOLE 14425 0 0 CHEWY INC CL A 16679L109 1458 39 SH SOLE 39 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 493024 48766 SH SOLE 48766 0 0 CIIG CAPITAL PARTNERS II INC COM CL A 12561U109 1740669 167372 SH SOLE 167372 0 0 CLARIVATE PLC ORD SHS G21810109 1493 159 SH SOLE 159 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692200 31820 983 SH SOLE 983 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 92949 19008 SH SOLE 19008 0 0 CLOVER LEAF CAPITAL CORP COM CL A 18915E105 184404 16598 SH SOLE 16598 0 0 COHEN & STEERS REIT & PFD & COM 19247X100 1951 100 SH SOLE 100 0 0 COHEN & STEERS TAX ADVAN PFD COM 19249X108 5843 327 SH SOLE 327 0 0 COHERENT CORP COM 19247G107 952 25 SH SOLE 25 0 0 COLOMBIER ACQUISITION CORP CL A 19533H108 530761 52395 SH SOLE 52395 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 9240 332 SH SOLE 332 0 0 CONCORD ACQUISITION CORP II COM CL A 20607U108 539042 53160 SH SOLE 53160 0 0 CORSAIR PARTNERING CORP SHS CL A G2540H108 8199 803 SH SOLE 803 0 0 CRESCERA CAP ACQUISITION COR CLASS A ORD SHS G26507106 5230 500 SH SOLE 500 0 0 CUTERA INC COM 232109108 331 14 SH SOLE 14 0 0 DANAHER CORPORATION 5% CONV PFD B 235851409 6371750 5000 SH SOLE 5000 0 0 DATA KNIGHTS ACQUISITION COR CLASS A COM 237699103 10690 1000 SH SOLE 1000 0 0 DATADOG INC CL A COM 23804L103 166827 2296 SH SOLE 2296 0 0 DICKS SPORTING GOODS INC NOTE 3.250% 4/1 253393AD4 15527243 3507000 PRN SOLE 0 0 3507000 DMY TECHNOLOGY GROUP INC VI CL A COM 233247105 55863 5466 SH SOLE 5466 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 39633 2795 SH SOLE 2795 0 0 EATON VANCE ENHANCED EQUITY COM 278274105 186460 12251 SH SOLE 12251 0 0 EATON VANCE FLTING RATE INC COM 278279104 31238 2714 SH SOLE 2714 0 0 EATON VANCE RISK-MANAGED DIV COM 27829G106 476054 59881 SH SOLE 59881 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 63584 5612 SH SOLE 5612 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 142940 6322 SH SOLE 6322 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 316932 24286 SH SOLE 24286 0 0 EATON VANCE TAX-ADVANTAGED G COM 27828U106 143384 6450 SH SOLE 6450 0 0 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 269259 21319 SH SOLE 21319 0 0 EATON VANCE TAX-MANAGED DIVE COM 27828N102 3501 300 SH SOLE 300 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 245656 30403 SH SOLE 30403 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 1030756 131979 SH SOLE 131979 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 587537 36380 SH SOLE 36380 0 0 EF HUTTON ACQUISITION CORP I RIGHT 11/18/2027 28201D125 4963 25000 SH SOLE 25000 0 0 ENPHASE ENERGY INC COM 29355A107 210 1 SH SOLE 1 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 4094 401 SH SOLE 401 0 0 ENTERPRISE 4.0 TEC ACQSTN CO CLASS A ORD SHS G3137C106 5267 505 SH SOLE 505 0 0 ENVESTNET INC COM 29404K106 1232 21 SH SOLE 21 0 0 EVEREST CONSOLIDATOR ACQ COR CL A COM 29978K102 58604 5592 SH SOLE 5592 0 0 FG MERGER CORP COMMON STOCK 30324Y101 5200 500 SH SOLE 500 0 0 FIRST LT ACQUISITION GROUP I CL A 320703101 1739738 169400 SH SOLE 169400 0 0 FIRST TR ENERGY INCOME & GRO COM 33738G104 131955 10166 SH SOLE 10166 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 16835 1174 SH SOLE 1174 0 0 FIRST TR ENHANCED EQUITY INC COM 337318109 31784 1924 SH SOLE 1924 0 0 FIRST TR HIGH INCOME LONG / COM 33738E109 17139 1510 SH SOLE 1510 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 30880 2212 SH SOLE 2212 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 20116 2633 SH SOLE 2633 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 132842 13351 SH SOLE 13351 0 0 FLAHERTY & CRUMRINE PFD SECS COM 338478100 16165 1168 SH SOLE 1168 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 39900 70000 SH SOLE 0 0 70000 FLUOR CORP NEW COM 343412102 1326255 42907 SH SOLE 42907 0 0 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 1985 10000 SH SOLE 0 0 10000 FORTUNE RISE ACQUISITION COR CL A 34969G102 7995 750 SH SOLE 750 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 16562 2680 SH SOLE 2680 0 0 FREEDOM ACQUISITION I CORP SHS CL A G3663X110 5158 500 SH SOLE 500 0 0 FRESHPET INC COM 358039105 6751 102 SH SOLE 102 0 0 FRONTIER INVESTMENT CORP CLASS A ORD SHS G36816109 15330 1500 SH SOLE 1500 0 0 FTAC EMERALD ACQUISITION COR CLASS A COM 29103K100 119564 11699 SH SOLE 11699 0 0 GABELLI DIVID & INCOME TR COM 36242H104 163908 7884 SH SOLE 7884 0 0 GABELLI UTIL TR COM 36240A101 715 100 SH SOLE 100 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 10910 133 SH SOLE 133 0 0 GENERAL AMERN INVS CO INC COM 368802104 172838 4442 SH SOLE 4442 0 0 GENERATION ASIA I ACQUISITIO CL A ORD SHS G38258102 41240 4000 SH SOLE 4000 0 0 GLOBAL SYSTEMS DYNAMICS INC CLASS A COM 37653T108 358 34 SH SOLE 34 0 0 GLOBALINK INVT INC COM 37892F109 3120 300 SH SOLE 300 0 0 HEARTLAND MEDIA ACQUISITION CL A COM 42237V108 5205 500 SH SOLE 500 0 0 HOME PLATE ACQUISITION CORP CL A COM 43734R103 244560 24000 SH SOLE 24000 0 0 INNOVATIVE INTL ACQUSITIN CO CLASS A ORD G4809M109 1065 100 SH SOLE 100 0 0 INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 459867123 13780 100000 SH SOLE 100000 0 0 INTUITIVE MACHINES INC *W EXP 02/13/202 46125A118 7000 12500 SH SOLE 0 0 12500 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2543107 221525 SH SOLE 221525 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 47498 148 SH SOLE 148 0 0 INVITAE CORP COM 46185L103 1 1 SH SOLE 1 0 0 IONQ INC *W EXP 10/01/202 46222L116 1 1 SH SOLE 0 0 1 ISHARES SILVER TR ISHARES 46428Q109 827753 37421 SH SOLE 37421 0 0 ISHARES TR CONV BD ETF 46435G102 1354290 18649 SH SOLE 18649 0 0 ISHARES TR NATIONAL MUN ETF 464288414 41264 383 SH SOLE 383 0 0 ISRAEL ACQUISITIONS CORP UNIT 12/12/2027 G49667135 51800 5000 SH SOLE 0 0 5000 IX ACQUISITION CORP CLASS A ORD SHS G5000D103 1029 100 SH SOLE 100 0 0 JACKSON ACQUISITION CO COM CL A 46653C106 4172 405 SH SOLE 405 0 0 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 229862 22602 SH SOLE 22602 0 0 JPMORGAN CHASE & CO COM 46625H100 391 3 SH SOLE 3 0 0 JUPITER ACQUISITION CORP CL A 482082104 92920 9200 SH SOLE 9200 0 0 JUPITER WELLNESS ACQUISITION CLASS A COM 48208E108 528028 50050 SH SOLE 50050 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 174410 16738 SH SOLE 16738 0 0 KHOSLA VENTURES ACQUISITION CL A 482504107 38289 3776 SH SOLE 3776 0 0 KKR & CO INC COM 48251W104 6670 127 SH SOLE 127 0 0 KNIGHTSWAN ACQUISITION CORP CL A COM 499103109 4216 405 SH SOLE 405 0 0 LAMF GLOBAL VENTURES CORP I CLASS A ORD G5338L108 2780 266 SH SOLE 266 0 0 LATAMGROWTH SPAC CLASS A ORD SHS G5380L105 4188 400 SH SOLE 400 0 0 LAVA MEDTECH ACQUISITION COR CLASS A COM 519345102 521500 50000 SH SOLE 50000 0 0 LEARN CW INVESTMENT COR CL A ORD SHS G54157105 51350 5000 SH SOLE 5000 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 65720 10600 SH SOLE 10600 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 57172 10828 SH SOLE 10828 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 75 1 SH SOLE 1 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 8792 313 SH SOLE 313 0 0 LIV CAPITAL ACQUISITN CORP I CLASS A ORD SHS G5510R105 10272 983 SH SOLE 983 0 0 LIVE OAK CRESTVIEW CLIMATE A CL A COM 538086109 497930 49300 SH SOLE 49300 0 0 LOGISTICS INNOVTN TECHNLGS C CLASS A COM 54141L100 368725 36300 SH SOLE 36300 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 245 10 SH SOLE 10 0 0 MALACCA STRAITS ACQUISITION COM CL A G5859B117 80332 7600 SH SOLE 7600 0 0 MARS ACQUISITION CORP UNIT 02/09/2028 G5870E132 516500 50000 SH SOLE 0 0 50000 MELI KASZEK PIONEER CORP CLASS A ORD G5S74L106 92811 9099 SH SOLE 9099 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 85870 31000 SH SOLE 31000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 335 4 SH SOLE 4 0 0 MIRION TECHNOLOGIES INC *W EXP 10/20/202 60471A119 129 80 SH SOLE 0 0 80 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 9234 900 SH SOLE 900 0 0 MOOLEC SCIENCE SA ORDINARY SHARES L64875104 4 1 SH SOLE 1 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 64965 4524 SH SOLE 4524 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 14667 3245 SH SOLE 3245 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 92824 4770 SH SOLE 4770 0 0 NABORS ENERGY TRANSITION COR CL A COM 629567108 3455 329 SH SOLE 329 0 0 NERDY INC *W EXP 08/16/202 64081V117 35360 54400 SH SOLE 0 0 54400 NEUBERGER BERMAN NEXT GENERA COMMON STOCK 64133Q108 103059 9900 SH SOLE 9900 0 0 NEW PROVIDENCE ACQSITN CORP CLASS A COM 64823D102 15808 1520 SH SOLE 1520 0 0 NEWBURY STREET ACQUISITN COR COM 65101L104 1226546 119663 SH SOLE 119663 0 0 NEXTERA ENERGY INC COM 65339F101 9712 126 SH SOLE 126 0 0 NISOURCE INC COM 65473P105 2433 87 SH SOLE 87 0 0 NOCTURNE ACQUISITION CORP ORDINARY SHARES G6580S114 10870 1000 SH SOLE 1000 0 0 NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 4250 25000 SH SOLE 25000 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 214600 20998 SH SOLE 20998 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 19418 3800 SH SOLE 3800 0 0 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 155681 10605 SH SOLE 10605 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 22058 2690 SH SOLE 2690 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 66196 5969 SH SOLE 5969 0 0 NUVEEN MULTI ASSET INCOME FU COM 670750108 175189 15181 SH SOLE 15181 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 1698 258 SH SOLE 258 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 18765 2512 SH SOLE 2512 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 120664 9218 SH SOLE 9218 0 0 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 104230 6690 SH SOLE 6690 0 0 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 35512 2203 SH SOLE 2203 0 0 NWTN INC *W EXP 12/31/202 G6693P114 1094 5327 SH SOLE 0 0 5327 OCULIS HOLDING AG ORDINARY SHARES H5870P102 2229 300 SH SOLE 300 0 0 ORION BIOTECH OPPORTUNTES CO CLASS A ORD SHS G6780C109 51 5 SH SOLE 5 0 0 PAPAYA GRWT OPPORTUNITY CORP CLASS A COM 69882P102 70699 6798 SH SOLE 6798 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 781 35 SH SOLE 35 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 2724 194 SH SOLE 194 0 0 PENN ENTERTAINMENT INC COM 707569109 297 10 SH SOLE 10 0 0 PEPPERLIME HEALTH ACQUSTN CO CLASS A ORD SHS G70021103 4673 459 SH SOLE 459 0 0 PG&E CORP COM 69331C108 1100789 68076 SH SOLE 68076 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 83515 7613 SH SOLE 7613 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 20215 1657 SH SOLE 1657 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 27536 1886 SH SOLE 1886 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 2868 400 SH SOLE 400 0 0 PIONEER HIGH INCOME FUND INC COM 72369H106 42366 6390 SH SOLE 6390 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 66178317 32083000 PRN SOLE 0 0 32083000 POST HOLDINGS PARTNERING COR COM SER A 737465104 229744 22702 SH SOLE 22702 0 0 POWER & DIGITAL INFRASTRUCTU CLASS A COM 73919C100 66707 6508 SH SOLE 6508 0 0 PROSOMNUS INC COMMON STOCK 50535E108 6836 1312 SH SOLE 1312 0 0 RBC BEARINGS INC COM 75524B104 2560 11 SH SOLE 11 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 51084 1800 SH SOLE 1800 0 0 REDWOODS ACQUISITION CORP RIGHT 03/15/2027 758083125 2458 24578 SH SOLE 24578 0 0 REDWOODS ACQUISITION CORP COM 758083109 16208 1569 SH SOLE 1569 0 0 REVELSTONE CAPITAL ACQSTN CO CLASS A COM 76137R106 96259 9382 SH SOLE 9382 0 0 RF ACQUISITION CORP CLASS A COM 74954L104 5145 500 SH SOLE 500 0 0 RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 3138 300 SH SOLE 300 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 32001 2817 SH SOLE 2817 0 0 RIVIAN AUTOMOTIVE INC COM CL A 76954A103 19799 1279 SH SOLE 1279 0 0 ROIVANT SCIENCES LTD SHS G76279101 7 1 SH SOLE 1 0 0 ROTH CH ACQUISITION V CO COM 77867R100 513936 49800 SH SOLE 49800 0 0 ROYCE MICRO-CAP TR INC COM 780915104 32458 3701 SH SOLE 3701 0 0 ROYCE VALUE TR INC COM 780910105 1023748 75442 SH SOLE 75442 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1516 11 SH SOLE 11 0 0 SCHULTZE SPL PURP ACQ CORP I CLASS A COM 808212104 10341 1005 SH SOLE 1005 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 3392 40000 SH SOLE 0 0 40000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 207334 3063 SH SOLE 3063 0 0 SHUAA PARTNERS ACQUISTN CORP CLASS A ORD SHS G81173109 10 1 SH SOLE 1 0 0 SIGNAL HILL ACQUISITION CORP CLASS A COM 82664R105 31119 2998 SH SOLE 2998 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 13189519 8800000 PRN SOLE 0 0 8800000 SKILLSOFT CORP *W EXP 06/11/202 83066P119 8588 34352 SH SOLE 0 0 34352 SONDER HOLDINGS INC *W EXP 01/18/202 83542D110 3506 48700 SH SOLE 0 0 48700 SOURCE CAP INC COM 836144105 19613 519 SH SOLE 519 0 0 SOUTHPORT ACQUISITION CORP CL A COM 84465L105 62400 6000 SH SOLE 6000 0 0 SPDR GOLD TR GOLD SHS 78463V107 889533 4855 SH SOLE 4855 0 0 SPDR SER TR S&P REGL BKG 78464A698 26798 611 SH SOLE 611 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 7236 341 SH SOLE 341 0 0 SPORTSMAP TECH ACQUISITIN CO COM 84921J108 157776 15200 SH SOLE 15200 0 0 SPROTT FOCUS TR INC COM 85208J109 8046 994 SH SOLE 994 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 28044 1483 SH SOLE 1483 0 0 SRH TOTAL RETURN FUND INC COM 101507101 94875 7726 SH SOLE 7726 0 0 ST ENERGY TRANSITION I LTD CL A ORD SHS G8465L107 2595 250 SH SOLE 250 0 0 STRIDE INC COM 86333M108 118 3 SH SOLE 3 0 0 SUNPOWER CORP COM 867652406 42 3 SH SOLE 3 0 0 TCW STRATEGIC INCOME FD INC COM 872340104 23386 4997 SH SOLE 4997 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 550768 31205 SH SOLE 31205 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 322653 17199 SH SOLE 17199 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 186049 13356 SH SOLE 13356 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 38142 2776 SH SOLE 2776 0 0 TEMPLETON DRAGON FD INC COM 88018T101 155525 14686 SH SOLE 14686 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 507 100 SH SOLE 100 0 0 TH INTERNATIONAL LIMITED *W EXP 09/28/202 G8656L114 2009 4100 SH SOLE 0 0 4100 THORNBURG INCM BUILDER OPP T COM 885213108 21698 1390 SH SOLE 1390 0 0 THUNDER BRDG CAP PRTNRS IV I CLASS A COM 88605L107 23397 2312 SH SOLE 2312 0 0 TIO TECH A CLASS A ORD SHS G8T10C106 2545 250 SH SOLE 250 0 0 TMT ACQUISITION CORP UNIT 03/27/2028 G89229101 357000 35000 SH SOLE 0 0 35000 TOTALENERGIES SE SPONSORED ADS 89151E109 59 1 SH SOLE 1 0 0 TPG PACE BENEFICIAL II CORP COMMON STOCK G89826104 12084 1212 SH SOLE 1212 0 0 TRI CONTL CORP COM 895436103 133945 5045 SH SOLE 5045 0 0 TRINE II ACQUISITION CORP CL A ORD SHS G9059F100 6485 620 SH SOLE 620 0 0 TRISTAR ACQUISITION I CORP CL A ORD SHS G9074V106 8264 800 SH SOLE 800 0 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 153211 14962 SH SOLE 14962 0 0 VAHANNA TECH EDGE ACQSTN I C CLASS A ORD G9320Z109 2613 250 SH SOLE 250 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 11 1 SH SOLE 1 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 952460 20461 SH SOLE 20461 0 0 VERTICAL AEROSPACE LTD *W EXP 09/15/202 G9471C115 4340 24800 SH SOLE 0 0 24800 VIRTUS ARTIFICIAL INTELLIGEN COM 92838Y100 26779 1539 SH SOLE 1539 0 0 VIRTUS CONVERTIBLE & INC FD COM 92838U108 6000 2000 SH SOLE 2000 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 379436 32265 SH SOLE 32265 0 0 VIRTUS EQUITY & CONV INCM FD COM 92841M101 40970 2085 SH SOLE 2085 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 46387 7164 SH SOLE 7164 0 0 VISION SENSING ACQUISITION C CLASS A COM 92838J103 5250 500 SH SOLE 500 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 63347 12421 SH SOLE 12421 0 0 VROOM INC COM 92918V109 271 302 SH SOLE 302 0 0 WELLS FARGO CO NEW COM 949746101 3775 101 SH SOLE 101 0 0 WELSBACH TECH METALS ACQU CO COM 950415109 7266 700 SH SOLE 700 0 0 WESTERN ACQSTN VENTURES CORP *W EXP 09/01/202 95758L115 2225 25000 SH SOLE 0 0 25000 WESTERN ASSET DIVERSIFIED IN COM SHS BEN INT 95790K109 72299 5436 SH SOLE 5436 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 64511 7510 SH SOLE 7510 0 0 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 84363 9753 SH SOLE 9753 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 166429 18189 SH SOLE 18189 0 0 XPAC ACQUISITION CORP CLASS A ORD G9831X106 1020 100 SH SOLE 100 0 0 YS BIOPHARMA CO LTD *W EXP 03/15/202 G9845F117 5839 37500 SH SOLE 0 0 37500 ZIMMER ENERGY TRANSITION ACQ COM CL A 989570106 21526 2125 SH SOLE 2125 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 649049 582000 PRN SOLE 0 0 582000