0000950142-21-002799.txt : 20210831 0000950142-21-002799.hdr.sgml : 20210831 20210831203220 ACCESSION NUMBER: 0000950142-21-002799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helgason David CENTRAL INDEX KEY: 0001824018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39497 FILM NUMBER: 211228466 MAIL ADDRESS: STREET 1: C/O UNITY SOFTWARE INC. STREET 2: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTEE 2020 ApS CENTRAL INDEX KEY: 0001826287 STATE OF INCORPORATION: G7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39497 FILM NUMBER: 211228467 BUSINESS ADDRESS: STREET 1: C/O GRANT THORNTON, STOCKHOLMSGADE 45 CITY: COPENHAGEN O STATE: G7 ZIP: 2100 BUSINESS PHONE: 4535275200 MAIL ADDRESS: STREET 1: C/O GRANT THORNTON, STOCKHOLMSGADE 45 CITY: COPENHAGEN O STATE: G7 ZIP: 2100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ante Joachim Christoph CENTRAL INDEX KEY: 0001826146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39497 FILM NUMBER: 211228465 MAIL ADDRESS: STREET 1: ISLANDS BRYGGE 9 CITY: COPENHAGEN S STATE: G7 ZIP: 2300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unity Software Inc. CENTRAL INDEX KEY: 0001810806 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270334803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-539-3162 MAIL ADDRESS: STREET 1: 30 - 3RD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 es210180943_4-otee.xml OWNERSHIP DOCUMENT X0306 4 2021-08-27 0 0001810806 Unity Software Inc. U 0001826287 OTEE 2020 ApS STOCKHOLMSGADE 45 COPENHAGEN O G7 2100 DENMARK 1 0 1 0 0001824018 Helgason David C/O UNITY SOFTWARE INC 30 - 3RD STREET SAN FRANCISCO CA 94103 1 0 0 0 0001826146 Ante Joachim Christoph C/O OTEE 2020 APS STOCKHOLMSGADE 45 COPENHAGEN O G7 2100 DENMARK 0 0 1 0 Common Stock 2021-08-27 4 S 0 102485 123.4327 D 28812015 I See Footnote Common Stock 2021-08-27 4 S 0 17515 123.8688 D 28749500 I See Footnote Common Stock 2021-08-30 4 S 0 10800 123.4995 D 28783700 I See Footnote Common Stock 2021-08-30 4 S 0 8680 124.6226 D 28775020 I See Footnote Common Stock 2021-08-30 4 S 0 20096 125.4888 D 28754924 I See Footnote Common Stock 2021-08-30 4 S 0 50947 126.6008 D 28703977 I See Footnote Common Stock 2021-08-30 4 S 0 22027 127.2948 D 28681950 I See Footnote Common Stock 2021-08-30 4 S 0 1657 128.0962 D 28680293 I See Footnote Common Stock 2021-08-31 4 S 0 29842 125.5372 D 28650451 I See Footnote Common Stock 2021-08-31 4 S 0 17944 126.4397 D 28632507 I See Footnote Common Stock 2021-08-31 4 S 0 15507 127.2650 D 28617000 I See Footnote Common Stock 2021-08-31 4 S 0 2500 128.5940 D 28614500 I See Footnote Common Stock 2407 D Common Stock 12297 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.8000 to $123.7900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.8000 to $124.1800, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.9900 to $123.9200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.0000 to $124.9600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.0000 to $125.9900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.0000 to $126.9900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.0000 to $127.2948, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.0100 to $128.2500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.9500 to $125.9400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.9500 to $126.9400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.9500 to $127.9400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.0000 to $128.9000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Represents 2,407 restricted stock units granted to Mr. Helgason. The shares subject to this award vest in full on the earlier of (i) June 17, 2022, the first anniversary of the date of grant, and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. Represents 12,297 restricted stock units granted to Mr. Ante. The shares subject to these awards vest according to the following schedule: 30% on each of November 25, 2022 and November 25, 2023 and 40% on November 25, 2024, subject to the Reporting Person's continued service through each such vesting date. OTEE 2020 ApS, By: /s/ Joachim Christoph Ante, Director, By: /s/ David Helgason, Director 2021-08-31 /s/ David Helgason, Director 2021-08-31 /s/ Joachim Christoph Ante 2021-08-31