EX-99.(E)(4) 3 simplifyetf_exe4.htm EXHIBIT (E)(4)

 

Exhibit (e)(4)

 

ELEVENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENT

 

This eleventh amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Simplify Exchange Traded Funds (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into with effect as of April 15, 2024 (the “Effective Date”).

 

WHEREAS, Trust and Foreside (“Parties”) desire to amend Exhibit A of the Agreement to reflect an updated Funds list; and

 

WHEREAS, Section 8(b) of the Agreement requires that all amendments and modifications to the Agreement be in writing and executed by the Parties.

 

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:

 

1. Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement.

 

2. Exhibit A of the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto.

 

3. Except as expressly amended hereby, all the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein.

 

4. This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware.

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.

 

SIMPLIFY EXCHANGE TRADED FUNDS   FORESIDE FINANCIAL SERVICES, LLC
     
By: /s/ Paul Kim   By: /s/ Teresa Cowan
  Paul Kim, President     Teresa Cowan, President

 

 

 

 

EXHIBIT A

 

1 Simplify US Equity PLUS Convexity ETF
2 Simplify US Equity PLUS Downside Convexity ETF
3 Simplify US Equity PLUS Upside Convexity ETF
4 Simplify Volt RoboCar Disruption and Tech ETF
5 Simplify U.S. Equity PLUS GBTC ETF
6 Simplify Volatility Premium ETF
7 Simplify Interest Rate Hedge ETF
8 Simplify Intermediate Term Treasury Futures Strategy ETF
9 Simplify Health Care ETF
10 Simplify Hedged Equity ETF
11 Simplify Macro Strategy ETF
12 Simplify High Yield PLUS Credit Hedge ETF
13 Simplify Aggregate Bond ETF
14 Simplify Managed Futures Strategy ETF
15 Simplify Bitcoin Strategy PLUS Income ETF
16 Simplify Short Term Treasury Futures Strategy ETF
17 Simplify Enhanced Income ETF
18 Simplify Stable Income ETF
19 Simplify Propel Opportunities ETF
20 Simplify Conservative Allocation ETF
21 Simplify Moderate Allocation ETF
22 Simplify Growth Allocation ETF
23 Simplify Income Allocation ETF
24 Simplify Commodities Strategy No K-1 ETF
25 Simplify Market Neutral Equity Long/Short ETF
26 Simplify Multi-QIS Alternative ETF
27 Simplify Opportunistic Income ETF
28 Simplify MBS ETF
29 Simplify US Equity PLUS QIS ETF
30 Simplify Tara India Opportunities ETF
31 Simplify Next Intangible Core Index ETF
32 Simplify Next Intangible Value Index ETF