EX-99.(D)(16)(II) 3 simplifyetf_exd16ii.htm EXHIBIT (D)(16)(II)

 

Exhibit (d)(16)(ii)

 

Second Amendment to Exhibit A of the Management Agreement

Between

Simplify Exchange Traded Funds

and

Simplify Asset Management Inc.

 

This second amendment (the “Amendment”) to the Management Agreement (the “Agreement”) by and between Simplify Exchange Traded Funds (the “Trust”) and Simplify Asset Management Inc. (“SAMI”) is entered into with effect as of February 15, 2024 (the “Effective Date”).

 

WHEREAS, the Trust and SAMI (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of funds; and

 

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:

 

1. Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement.

 

2. Exhibit A of the Agreement is hereby deleted in its entirety and replaced by the Exhibit A attached hereto.

 

3. Except as expressly amended hereby, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein.

 

4. This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware.

 

IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.

 

SIMPLIFY EXCHANGE TRADED FUNDS   SIMPLIFY ASSET MANAGEMENT INC.
         
By: /s/ Paul Kim   By: /s/ Paul Kim
  Paul Kim, President     Paul Kim, Chief Executive Officer

 

 

 

 

Exhibit A

 

Fund Ticker Percentage of Average Fund
Daily Net Assets
Effective Date
Simplify Aggregate Bond ETF AGGH 0.50% January 4, 2022
Simplify Bitcoin Strategy PLUS Income ETF MAXI 0.85% September 19, 2022
Simplify Commodities Strategy No K-1 ETF HARD 0.75% March 22, 2023
Simplify Enhanced Income ETF HIGH 0.50% October 19, 2022
Simplify Health Care ETF PINK 0.50% September 30, 2021
Simplify Hedged Equity ETF HEQT 0.50% September 9, 2021
Simplify High Yield PLUS Credit Hedge ETF CDX 0.50% January 4, 2022
Simplify Interest Rate Hedge ETF PFIX 0.50% May 7, 2021
Simplify Intermediate Term Treasury Futures Strategy ETF TYA 0.25% September 9, 2021
Simplify Macro Strategy ETF FIG 0.75% January 4, 2022
Simplify Managed Futures Strategy ETF CTA 0.75% January 4, 2022
Simplify Market Neutral Equity Long/Short ETF EQLS 1.00% May 26, 2023
Simplify Multi-QIS Alternative ETF QIS 1.00% May 26, 2023
Simplify Opportunistic Income ETF CRDT 0.95% May 26, 2023
Simplify Propel Opportunities ETF SURI 2.75% ($0 to $1b) December 9, 2022
2.50% (Over $1B to $5B)
2.00% (Over $5B to $10B)
1.00% (Over $10B)

 

A-1

 

 

Simplify Short Term Treasury Futures Strategy ETF TUA 0.25% October 19, 2022
Simplify Stable Income ETF BUCK 0.35% October 19, 2022
Simplify Tail Risk Strategy ETF CYA 0.75% September 9, 2021
Simplify U.S. Equity PLUS GBTC ETF SPBC 0.50% May 7, 2021
Simplify U.S. Equity PLUS Convexity ETF SPYC 0.50% November 23, 2020
Simplify U.S. Equity PLUS Downside Convexity ETF SPD 0.50% November 23, 2020
Simplify U.S. Equity PLUS Upside Convexity ETF SPUC 0.50% November 23, 2020
Simplify Volatility Premium ETF SVOL 0.50% May 7, 2021
Simplify Volt Robocar Disruption and Tech ETF VCAR 0.50% November 23, 2020
Simplify MBS ETF MTBA 0.25% October 23, 2023
Simplify US Equities PLUS QIS ETF SPQ 0.50% October 23, 2023
Simplify Boosted US Equity Active ETF AIUS 0.25% [       ]
Simplify Boosted US Quality Active ETF AIQU 0.25% [       ]
Simplify Boosted US Value Active ETF AIVA 0.25% [       ]
Simplify Opportunistic Equity ETF SOEQ 1.00% [       ]
Simplify Tara India Opportunities ETF IOPP 1.00% February 15, 2024

 

A-2