8-A12B 1 simplify_8a12b.htm 8-A12B

 

 

 

FORM 8-A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

  

SIMPLIFY EXCHANGE TRADED FUNDS

(Exact name of registrant as specified in its charter)

  

Delaware   See below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     
54 W 40th St, New York NY   10018
(Address of principal executive offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

  

Title of each class   Name of each exchange on which    
to be so registered   each class is to be registered   I.R.S. Employer Identification No.
Shares of beneficial interest, no par value, of:        
Simplify Health Care ETF   NYSE Arca, Inc.   87-2164890

  

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

  

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

 

Securities Act registration statement file number to which this form relates: 333-238475

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

  

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value, of Simplify Health Care ETF, a series of Simplify Exchange Traded Funds (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 24 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on October 4, 2021. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

1.Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on May 18, 2020.

 

2.Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 18, 2020.

 

3.Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 18, 2020.

 

 1 

 

  

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of New York and the State of New York, on the 4th day of October 2021.

  

  SIMPLIFY EXCHANGE TRADED FUNDS
  (Registrant)
     
  By: /s/ Paul Kim
  Name:  Paul Kim
  Title: President of the Trust

 

 2