0001829126-21-010428.txt : 20210923 0001829126-21-010428.hdr.sgml : 20210923 20210923123614 ACCESSION NUMBER: 0001829126-21-010428 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210923 DATE AS OF CHANGE: 20210923 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Exchange Traded Funds CENTRAL INDEX KEY: 0001810747 IRS NUMBER: 851887571 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-39475 FILM NUMBER: 211271849 BUSINESS ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 614-469-3294 MAIL ADDRESS: STREET 1: 54 W. 40TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 8-A12B 1 simplify_8a12b.htm 8-A12B

FORM 8-A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

SIMPLIFY EXCHANGE TRADED FUNDS

(Exact name of registrant as specified in its charter)

Delaware		See below
(State of incorporation or organization)		(I.R.S. Employer Identification No.)

54 W 40th St, New York NY		10018
(Address of principal executive offices)		(Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class	Name of each exchange on which
to be so registered	each class is to be registered	I.R.S. Employer Identification No.
Shares of beneficial interest, no par value, of:
Simplify Risk Parity Treasury ETF	CBOE BZX Exchange, Inc.	87-1810986

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-238475

Securities to be registered pursuant to Section 12(g) of the Act: None

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, no par value, of Simplify Risk Parity Treasury ETF, a series of Simplify Exchange Traded Funds (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 23 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on September 10, 2021. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on May 18, 2020.

Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 18, 2020.

Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 18, 2020.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of New York and the State of New York, on the 23rd day of September 2021.

	SIMPLIFY EXCHANGE TRADED FUNDS
	(Registrant)

	By:	/s/ Paul Kim
	Name:	Paul Kim
	Title:	President of the Trust