FORM 8-A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN
CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SIMPLIFY EXCHANGE TRADED FUNDS
(Exact name of registrant as specified in its charter)
Delaware | See below |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) |
54 W 40th St, New York NY | 10018 |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | I.R.S. Employer Identification No. | |
Shares of beneficial interest, no par value, of: | |||
Simplify Volatility Premium ETF | NYSE Arca, Inc. | 86-2255429 | |
Simplify Commodity Strategy ETF | NYSE Arca, Inc. | 86-2255660 | |
Simplify Gold Strategy ETF | NYSE Arca, Inc. | 86-2265377 | |
Simplify Interest Rate Hedge ETF | NYSE Arca, Inc. | 86-2265294 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-238475
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of Simplify Volatility Premium ETF, Simplify Commodity Strategy ETF, Simplify Gold Strategy ETF, and Simplify Interest Rate Hedge ETF, each a series of Simplify Exchange Traded Funds (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 11 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on May 7, 2021. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of New York and the State of New York, on the 7th day of May 2021.
SIMPLIFY EXCHANGE TRADED FUNDS | ||
(Registrant) | ||
By: | /s/ Paul Kim | |
Name: | Paul Kim | |
Title: | President of the Trust |