0001398344-20-017249.txt : 20200826 0001398344-20-017249.hdr.sgml : 20200826 20200826162032 ACCESSION NUMBER: 0001398344-20-017249 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200826 DATE AS OF CHANGE: 20200826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplify Exchange Traded Funds CENTRAL INDEX KEY: 0001810747 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-39475 FILM NUMBER: 201137404 BUSINESS ADDRESS: STREET 1: 154 W 14TH ST STREET 2: FLOOR 2 CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 614-469-3294 MAIL ADDRESS: STREET 1: 154 W 14TH ST STREET 2: FLOOR 2 CITY: NEW YORK STATE: NY ZIP: 10011 8-A12B 1 fp0056964_8a12b.htm

FORM 8-A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

SIMPLIFY EXCHANGE TRADED FUNDS

(Exact name of registrant as specified in its charter)

Delaware	See below
(State of incorporation or organization)	(I.R.S. Employer Identification No.)

54 W 40th St, New York NY	10018
(Address of principal executive offices)	(Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class to be so registered	Name of each exchange on which each class is to be registered	I.R.S. Employer Identification No.
Shares of beneficial interest, no par value, of:
Simplify US Equity PLUS Convexity ETF	NYSE Arca, Inc.	85-1987530
Simplify US Equity PLUS Downside Convexity ETF	NYSE Arca, Inc.	85-1986980
Simplify US Equity PLUS Upside Convexity ETF	NYSE Arca, Inc.	85-2008623

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]

Securities Act registration statement file number to which this form relates: 333-238475

Securities to be registered pursuant to Section 12(g) of the Act: None

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, no par value, of Simplify US Equity PLUS Convexity ETF, Simplify US Equity PLUS Downside Convexity ETF, and Simplify US Equity PLUS Upside Convexity ETF, each a series of Simplify Exchange Traded Funds (the “Registrant”), is incorporated herein by reference to Pre-Effective Amendment No. 1 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on August 19, 2020. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

Registrant’s Certificate of Trust, incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on May 18, 2020.

Registrant’s Agreement and Declaration of Trust, incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 19, 2020.

Registrant’s By-Laws, incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on August 19, 2020.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of New York and the State of New York, on the 26th day of August 2020.

	SIMPLIFY EXCHANGE TRADED FUNDS
	(Registrant)

	By:	/s/ Paul Kim
	Name:	Paul Kim
	Title:	President of the Trust