0001654954-22-013337.txt : 20221004 0001654954-22-013337.hdr.sgml : 20221004 20221004161422 ACCESSION NUMBER: 0001654954-22-013337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geronimo Central Valley Opportunity Fund, LLC CENTRAL INDEX KEY: 0001810486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 221291712 BUSINESS ADDRESS: STREET 1: 54 BENTLEY LANE CITY: CLINTON CORNERS STATE: NY ZIP: 12514 BUSINESS PHONE: 6468208259 MAIL ADDRESS: STREET 1: 54 BENTLEY LANE CITY: CLINTON CORNERS STATE: NY ZIP: 12514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geronimo CVOF Manager LLC CENTRAL INDEX KEY: 0001861446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 221291713 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE, SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: 408-605-2774 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE, SUITE B CITY: SALINAS STATE: CA ZIP: 93907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lowell Farms Inc. CENTRAL INDEX KEY: 0001838128 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: (831) 998-8214 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 FORMER COMPANY: FORMER CONFORMED NAME: Indus Holdings, Inc. DATE OF NAME CHANGE: 20201228 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2022-09-30 0001838128 Lowell Farms Inc. LOWLF 0001861446 Geronimo CVOF Manager LLC C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 true 0001810486 Geronimo Central Valley Opportunity Fund, LLC C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 true Convertible Debenture of Indus Holding Company .2 2022-09-30 4 J false 4143296 D 2020-07-01 2023-10-13 Subordinate Voting Shares 20716480 393135 I See footnote Warrants (right to buy) .28 2022-09-30 4 J false 20716480 D 2020-07-01 2023-10-13 Subordinate Voting Shares 20716480 1965675 I See footnote Convertible Debenture of Indus Holding Company .2 2020-07-01 2023-10-13 Subordinate Voting Shares 160013 160013 D Warrants (right to buy) .28 2020-07-01 2023-10-13 Subordinate Voting Shares 800063 800063 D The principal amount of each Convertible Debenture is convertible into Class C Common Shares of Indus Holding Company ("Class C Common Shares") at $0.20 per share. Class C Common Shares may be redeemed at the option of the holder for Subordinate Voting Shares of the issuer on a one-for-one basis in accordance with the certificate of incorporation of Indus Holding Company. Class C Common Shares may be redeemed at any time and have no expiration date. Interest accrues on the Convertible Debentures and is payable quarterly in arrears; any accrued and unpaid interest at the time of conversion of a Convertible Debenture is convertible into additional Class C Common Shares at $0.20 per share. Accrued interest is not included in the underlying share numbers. The transfer constituted the redemption of membership interests in Geronimo Fund. The value of the consideration for the transferred derivative securities is deemed to be the value of such redeemed membership interests. Geronimo Fund is the record holder of the convertible debenture and warrants. CVOF Manager disclaims beneficial ownership of the convertible debenture and warrants held by Geronimo Fund except to the extent of its pecuniary interest therein. This Form 4 is filed on behalf of Geronimo CVOF Manager, LLC ("CVOF Manager") and Geronimo Central Valley Opportunity Fund, LLC ("Geronimo Fund"). CVOF Manager is the sole manager of Geronimo Fund. /s/ George Allen, as Sole Manager of Geronimo CVOF Manager, LLC 2022-10-04 /s/ George Allen, as Sole Manager of Geronimo CVOF Manager, LLC, as Sole Manager of Geronimo Central Valley Opportunity Fund , LLC 2022-10-04