0001654954-22-004855.txt : 20220412
0001654954-22-004855.hdr.sgml : 20220412
20220412124838
ACCESSION NUMBER: 0001654954-22-004855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220101
FILED AS OF DATE: 20220412
DATE AS OF CHANGE: 20220412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geronimo Central Valley Opportunity Fund, LLC
CENTRAL INDEX KEY: 0001810486
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56254
FILM NUMBER: 22821632
BUSINESS ADDRESS:
STREET 1: 54 BENTLEY LANE
CITY: CLINTON CORNERS
STATE: NY
ZIP: 12514
BUSINESS PHONE: 6468208259
MAIL ADDRESS:
STREET 1: 54 BENTLEY LANE
CITY: CLINTON CORNERS
STATE: NY
ZIP: 12514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geronimo CVOF Manager LLC
CENTRAL INDEX KEY: 0001861446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56254
FILM NUMBER: 22821633
BUSINESS ADDRESS:
STREET 1: 19 QUAIL RUN CIRCLE, SUITE B
CITY: SALINAS
STATE: CA
ZIP: 93907
BUSINESS PHONE: 408-605-2774
MAIL ADDRESS:
STREET 1: 19 QUAIL RUN CIRCLE, SUITE B
CITY: SALINAS
STATE: CA
ZIP: 93907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lowell Farms Inc.
CENTRAL INDEX KEY: 0001838128
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19 QUAIL RUN CIRCLE - SUITE B
CITY: SALINAS
STATE: CA
ZIP: 93907
BUSINESS PHONE: (831) 998-8214
MAIL ADDRESS:
STREET 1: 19 QUAIL RUN CIRCLE - SUITE B
CITY: SALINAS
STATE: CA
ZIP: 93907
FORMER COMPANY:
FORMER CONFORMED NAME: Indus Holdings, Inc.
DATE OF NAME CHANGE: 20201228
4
1
section16.xml
FORM 4
X0306
4
2022-01-01
0001838128
Lowell Farms Inc.
LOWLF
0001861446
Geronimo CVOF Manager LLC
C/O LOWELL FARMS INC.
19 QUAIL RUN CIRCLE, SUITE B
SALINAS
CA
93907
true
0001810486
Geronimo Central Valley Opportunity Fund, LLC
C/O LOWELL FARMS INC.
19 QUAIL RUN CIRCLE, SUITE B
SALINAS
CA
93907
true
Convertible Debenture of Indus Holding Company
0.2
2022-01-01
4
J
false
5933824
D
2020-07-01
2023-10-13
Subordinate Voting Shares
29669118
4536431
I
See Footnote
Warrants (rights to buy)
.28
2022-01-01
4
J
false
29669118
D
2020-07-01
2023-10-13
Subordinate Voting Shares
29669118
22682155
I
See Footnote
Convertible Debenture of Indus Holding Company
0.2
2020-07-01
2023-10-13
Subordinate Voting Shares
160013
160013
D
Warrants (rights to buy)
0.28
2020-07-01
2023-10-13
Subordinate Voting Shares
800063
800063
D
The principal amount of each Convertible Debenture is convertible into Class C Common Shares of Indus Holding Company ("Class C Common Shares") at $0.20 per share. Class C Common Shares may be redeemed at the option of the holder for Subordinate Voting Shares of the issuer on a one-for-one basis in accordance with the certificate of incorporation of Indus Holding Company. Class C Common Shares may be redeemed at any time and have no expiration date.
Interest accrues on the Convertible Debentures and is payable quarterly in arrears; any accrued and unpaid interest at the time of conversion of a Convertible Debenture is convertible into additional Class C Common Shares at $0.20 per share. Accrued interest is not included in the underlying share numbers.
The transfer constituted the redemption of membership interests in Geronimo Fund. The value of the consideration for the transferred derivative securities is deemed to be the value of such redeemed membership interests.
Geronimo Fund is the record holder of the convertible debenture and warrants. CVOF Manager disclaims beneficial ownership of the convertible debenture and warrants held by Geronimo Fund except to the extent of its pecuniary interest therein.
This Form 4 is filed on behalf of Geronimo CVOF Manager, LLC ("CVOF Manager") and Geronimo Central Valley Opportunity Fund, LLC ("Geronimo Fund"). CVOF Manager is the sole manager of Geronimo Fund.
/s/ George Allen, as Sole Manager of Geronimo CVOF Manager, LLC
2022-04-12
/s/ George Allen, as Sole Manager of Geronimo CVOF Manager, LLC, as Sole Manager of Geronimo Central Valley Opportunity Fund , LLC
2022-04-12