0001654954-21-007375.txt : 20210629 0001654954-21-007375.hdr.sgml : 20210629 20210629153417 ACCESSION NUMBER: 0001654954-21-007375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geronimo Central Valley Opportunity Fund, LLC CENTRAL INDEX KEY: 0001810486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 211057964 BUSINESS ADDRESS: STREET 1: 54 BENTLEY LANE CITY: CLINTON CORNERS STATE: NY ZIP: 12514 BUSINESS PHONE: 6468208259 MAIL ADDRESS: STREET 1: 54 BENTLEY LANE CITY: CLINTON CORNERS STATE: NY ZIP: 12514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geronimo CVOF Manager LLC CENTRAL INDEX KEY: 0001861446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 211057965 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE, SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: 408-605-2774 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE, SUITE B CITY: SALINAS STATE: CA ZIP: 93907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lowell Farms Inc. CENTRAL INDEX KEY: 0001838128 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: (831) 998-8214 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 FORMER COMPANY: FORMER CONFORMED NAME: Indus Holdings, Inc. DATE OF NAME CHANGE: 20201228 4 1 section16.xml FORM 4 X0306 4 2021-06-25 0001838128 Lowell Farms Inc. LOWLF 0001861446 Geronimo CVOF Manager LLC C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 true 0001810486 Geronimo Central Valley Opportunity Fund, LLC C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 true Covertible Debenture of Indus Holding Company 0.2 2021-06-25 4 J false 37233 D 2020-07-01 2023-10-13 Subordinate Voting Shares 186165 10470254.50 I See Footnote Warrants (rights to buy) 0.28 2021-06-25 4 J false 186165 D 2020-07-01 2023-10-13 Subordinate Voting Shares 186165 52351273 I See Footnote Convertible Debenture of Indus Holding Company 0.2 2020-07-01 2023-10-13 Subordinate Voting Shares 0 800063 D Warrants (rights to buy) 0.28 2020-07-01 2023-10-13 Subordinate Voting Shares 0 800063 D The principal amount of each Convertible Debenture is convertible into Class C Common Shares of Indus Holding Company ("Class C Common Shares"). Class C Common Shares may be redeemed at the option of the holder for Subordinate Voting Shares of the issuer on a one-for-one basis in accordance with the certificate of incorporation of Indus Holding Company. Class C Common Shares may be redeemed at any time and have no expiration date. Interest accrues on the Convertible Debentures and is payable quarterly in arrears; any accrued and unpaid interest at the time of conversion of a Convertible Debenture is convertible into additional Class C Common Shares at $0.20 per share. Accrued interest is not included in the underlying share numbers. The transfer constituted a partial redemption of a membership interest in Geronimo Fund to a member unrelated to CVOF Manager. The value of the consideration for the transferred derivative securities is deemed to be the value of the redeemed portion of such membership interest. Geronimo Fund is the record holder of the convertible debenture and warrants. CVOF Manager disclaims beneficial ownership of the convertible debenture and warrants held by Geronimo Fund except to the extent of its pecuniary interest therein. This Form 4 is filed on behalf of Geronimo CVOF Manager, LLC ("CVOF Manager") and Geronimo Central Valley Opportunity Fund, LLC ("Geronimo Fund"). CVOF Manager is the sole manager of Geronimo Fund. /s/ George Allen, as Sole Manager of Geronimo CVOF Manager, LLC 2021-06-29 /s/ George Allen, as Sole Manager of Geronimo CVOF Manager, LLC, as Sole Manager of Geronimo Central Valley Opportunity Fund , LLC 2021-06-29