0001810248-22-000012.txt : 20221031
0001810248-22-000012.hdr.sgml : 20221031
20221031082135
ACCESSION NUMBER: 0001810248-22-000012
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BERWANGER,MICHAEL,STEPHEN,
FILED AS OF DATE: 20221028
DATE AS OF CHANGE: 20221031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFM CALIFORNIA ADVISORS LLC
CENTRAL INDEX KEY: 0001810248
IRS NUMBER: 850540993
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05604
FILM NUMBER: 221343857
BUSINESS ADDRESS:
STREET 1: 44 MONTGOMERY STREET
STREET 2: 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-982-5544
MAIL ADDRESS:
STREET 1: 44 MONTGOMERY STREET
STREET 2: 3RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
MA-I/A
1
primary_doc.xml
MA-I/A
0001810248
XXXXXXXX
CHERYL D. MADDOX
215-567-6100
MADDOXC@PFM.COM
N
0001810248-21-000006
N
MICHAEL
STEPHEN
BERWANGER
N
2
0001810248
PFM CALIFORNIA ADVISORS LLC
07-15-2021
N
867-02535
LOCATED
SUPERVISED
07-15-2021
44 MONTGOMERY STREET
3RD FLOOR
SAN FRANCISCO
CA
94104
0001669517
PFM FINANCIAL ADVISORS LLC
01-05-2016
N
867-02030
LOCATED
SUPERVISED
01-15-2016
601 S. FIGUEROA ST.
SUITE 4500
LOS ANGELES
CA
90017
10-2008
PFM FINANCIAL ADVISOR LLC
LOS ANGELES
CA
90017
Y
N
MANAGING DIRECTOR
01-2006
10-2008
CITIGROUP INC
LOS ANGELES
CA
90071
Y
N
DIRECTOR
03-1997
01-2006
CITIGROUP INC
NEW YORK
NY
10027
N
N
VARIOUS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-28-2022
CHERYL D. MADDOX
CHIEF COMPLIANCE OFFICER