0001104659-22-071149.txt : 20220614 0001104659-22-071149.hdr.sgml : 20220614 20220614200028 ACCESSION NUMBER: 0001104659-22-071149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220610 FILED AS OF DATE: 20220614 DATE AS OF CHANGE: 20220614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Park Jason CENTRAL INDEX KEY: 0001810235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 221016346 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2218407-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-10 0 0001883685 DraftKings Inc. DKNG 0001810235 Park Jason C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 0 1 0 0 Chief Financial Officer Class A Common Stock 2022-06-10 4 M 0 33664 4.70 A 383592 D Class A Common Stock 2022-06-10 4 M 0 15638 4.70 A 399230 D Class A Common Stock 29174 I Held by Park Family 2021 Grantor Retained Annuity Trust Class A Common Stock 100000 I Held by Park Family 2021 GRAT II Class A Common Stock 100000 I Held by Park Family 2021 Grantor Retained Annuity Trust III Class A Common Stock 70826 I Held by Park Family 2021 Grantor Retained Annuity Trust IV Stock Option 4.70 2022-06-10 4 M 0 33664 0.00 D 2029-06-04 Class A Common Stock 33664 475475 D Stock Option 4.70 2022-06-10 4 M 0 15638 0.00 D 2029-06-04 Class A Common Stock 15638 0 D These options originate from the Agreement and Plan of Merger, dated August 9, 2021, and in consummation of the relevant merger, each outstanding stock option to purchase DraftKings Inc. (now known as DraftKings Holdings Inc.) Class A Common Stock was converted into an equivalent stock option to purchase New Duke Holdco, Inc. (now known as DraftKings Inc.) Class A Common Stock. Represents the acquisition of Class A Common Stock that resulted from the exercise of stock options. These stock options were granted on June 4, 2019. As of the date hereof, 342,867 of such stock options have vested. The remaining stock options will vest in four (4) equal quarterly installments beginning September 4, 2022. These stock options are vested and exercisable as of the date hereof. /s/ Faisal Hasan, attorney-in-fact 2022-06-14