0001104659-22-131452.txt : 20221230 0001104659-22-131452.hdr.sgml : 20221230 20221230200040 ACCESSION NUMBER: 0001104659-22-131452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221229 FILED AS OF DATE: 20221230 DATE AS OF CHANGE: 20221230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robins Jason CENTRAL INDEX KEY: 0001810231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 221503044 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2233799-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-29 0 0001883685 DraftKings Inc. DKNG 0001810231 Robins Jason C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks Class A Common Stock 2022-12-29 4 M 0 350000 3.29 A 5021155 D Class A Common Stock 2022-12-29 4 M 0 394660 0.63 A 5415815 D Class A Common Stock 2022-12-29 4 M 0 277033 4.70 A 5692848 D Class A Common Stock 83000 I Held by the Robins Family GST Trust 2021 Stock Option 3.29 2022-12-29 4 M 0 350000 0.00 D 2028-04-18 Class A Common Stock 350000 6512289 D Stock Option 0.63 2022-12-29 4 M 0 394660 0.00 D 2026-03-24 Class A Common Stock 394660 0 D Stock Option 0.63 2026-03-24 Class A Common Stock 892264 892264 I Held by Robins Grantor Retained Annuity Trust 2020 Stock Option 4.70 2022-12-29 4 M 0 277033 0.00 D 2029-06-04 Class A Common Stock 277033 140037 D The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash. These stock options were granted on June 4, 2019. As of the date hereof, none of such remaining stock options have vested. The remaining stock options will vest in two (2) equal quarterly installments beginning on March 1, 2023. The options are vested and currently exercisable. Reflects the transfer of 6,862,289 stock options previously reported as indirectly held by the Robins September 2020 Grantor Retained Annuity Trust to the Reporting Person directly, which transfer was completed prior to the exercise reported above. Reflects the transfer of 394,660 stock options previously reported as indirectly held by the Robins Grantor Retained Annuity Trust 2020 to the Reporting Person directly. Reflects the transfer of 67,066 stock options previously reported as indirectly held by the Robins September 2020 Grantor Retained Annuity Trust to the Reporting Person directly. Chief Executive Officer and Chairman of the Board. In addition, Jason Robins is the sole holder of 393,013,951 shares of Class B Common Stock of the Issuer, which are not registered securities. /s/ Faisal Hasan, attorney-in-fact 2022-12-30