0001104659-22-131452.txt : 20221230
0001104659-22-131452.hdr.sgml : 20221230
20221230200040
ACCESSION NUMBER: 0001104659-22-131452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221229
FILED AS OF DATE: 20221230
DATE AS OF CHANGE: 20221230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Robins Jason
CENTRAL INDEX KEY: 0001810231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41379
FILM NUMBER: 221503044
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: FLOOR 5
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DraftKings Inc.
CENTRAL INDEX KEY: 0001883685
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 986-6744
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: New Duke Holdco, Inc.
DATE OF NAME CHANGE: 20210917
4
1
tm2233799-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-29
0
0001883685
DraftKings Inc.
DKNG
0001810231
Robins Jason
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR
BOSTON
MA
02116
1
1
0
0
See Remarks
Class A Common Stock
2022-12-29
4
M
0
350000
3.29
A
5021155
D
Class A Common Stock
2022-12-29
4
M
0
394660
0.63
A
5415815
D
Class A Common Stock
2022-12-29
4
M
0
277033
4.70
A
5692848
D
Class A Common Stock
83000
I
Held by the Robins Family GST Trust 2021
Stock Option
3.29
2022-12-29
4
M
0
350000
0.00
D
2028-04-18
Class A Common Stock
350000
6512289
D
Stock Option
0.63
2022-12-29
4
M
0
394660
0.00
D
2026-03-24
Class A Common Stock
394660
0
D
Stock Option
0.63
2026-03-24
Class A Common Stock
892264
892264
I
Held by Robins Grantor Retained Annuity Trust 2020
Stock Option
4.70
2022-12-29
4
M
0
277033
0.00
D
2029-06-04
Class A Common Stock
277033
140037
D
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price and the tax withholdings in cash.
These stock options were granted on June 4, 2019. As of the date hereof, none of such remaining stock options have vested. The remaining stock options will vest in two (2) equal quarterly installments beginning on March 1, 2023.
The options are vested and currently exercisable.
Reflects the transfer of 6,862,289 stock options previously reported as indirectly held by the Robins September 2020 Grantor Retained Annuity Trust to the Reporting Person directly, which transfer was completed prior to the exercise reported above.
Reflects the transfer of 394,660 stock options previously reported as indirectly held by the Robins Grantor Retained Annuity Trust 2020 to the Reporting Person directly.
Reflects the transfer of 67,066 stock options previously reported as indirectly held by the Robins September 2020 Grantor Retained Annuity Trust to the Reporting Person directly.
Chief Executive Officer and Chairman of the Board. In addition, Jason Robins is the sole holder of 393,013,951 shares of Class B Common Stock of the Issuer, which are not registered securities.
/s/ Faisal Hasan, attorney-in-fact
2022-12-30