0001104659-22-060607.txt : 20220513
0001104659-22-060607.hdr.sgml : 20220513
20220513200047
ACCESSION NUMBER: 0001104659-22-060607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220512
FILED AS OF DATE: 20220513
DATE AS OF CHANGE: 20220513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Robins Jason
CENTRAL INDEX KEY: 0001810231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41379
FILM NUMBER: 22924803
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: FLOOR 5
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DraftKings Inc.
CENTRAL INDEX KEY: 0001883685
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 986-6744
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: New Duke Holdco, Inc.
DATE OF NAME CHANGE: 20210917
4
1
tm2215510-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-05-12
0
0001883685
DraftKings Inc.
DKNG
0001810231
Robins Jason
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR
BOSTON
MA
02116
1
1
0
0
See Remarks
Class A Common Stock
2022-05-12
4
M
0
38217
A
4298466
D
Class A Common Stock
2022-05-12
4
F
0
16994
11.37
D
4281472
D
Class A Common Stock
2022-05-12
4
M
0
113598
3.29
A
4395070
D
Class A Common Stock
2022-05-12
4
M
0
69989
4.70
A
4465059
D
Class A Common Stock
83000
I
Held by the Robins Family GST Trust 2021
Class A Common Stock
141092
I
Held by Robins September 2020 Grantor Retained Annuity Trust
Restricted Stock Units
2022-05-12
4
M
0
38217
0.00
D
Class A Common Stock
38217
573251
D
Stock Option
3.29
2022-05-12
4
M
0
113598
0.00
D
2028-04-18
Class A Common Stock
113598
0
D
Stock Option
4.70
2022-05-12
4
M
0
69989
0.00
D
2029-06-04
Class A Common Stock
69989
350004
D
No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 38,217 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 16,994 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
On February 9, 2022, the Reporting Person was granted 611,468 RSUs vesting quarterly over four (4) years.
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of options and paid the aggregate exercise price and the tax withholdings in cash.
These Stock Options were granted on June 4, 2019. As of the date hereof, zero (0) of such Stock Options have vested. The remaining Stock Options will vest in five (5) equal quarterly installments beginning on June 1, 2022.
The options are vested and currently exercisable.
Chief Executive Officer and Chairman of the Board. In addition, Jason Robins is the sole holder of 393,013,951 shares of Class B Common Stock of the Issuer, which are not registered securities.
/s/ Faisal Hasan, attorney-in-fact
2022-05-13