0001104659-24-087935.txt : 20240809 0001104659-24-087935.hdr.sgml : 20240809 20240809200111 ACCESSION NUMBER: 0001104659-24-087935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240807 FILED AS OF DATE: 20240809 DATE AS OF CHANGE: 20240809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberman Paul CENTRAL INDEX KEY: 0001810204 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 241194419 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2421338-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-08-07 0 0001883685 DraftKings Inc. DKNG 0001810204 Liberman Paul C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks 0 Class A Common Stock 2024-08-07 4 G 0 7860 0 D 2486378 I Held by the Paul Liberman 2015 Revocable Trust Class A Common Stock 2024-08-09 4 M 0 28309 A 28309 D Class A Common Stock 2024-08-09 4 F 0 13688 30.34 D 14621 D Class A Common Stock 205962 I Held by the Paul Liberman 2020 Trust Class A Common Stock 213597 I Held by the Paul Liberman 2020 Irrevocable Trust Class A Common Stock 200000 I Held by the Rachel Nager Liberman Irrevocable Trust - 2022 Restricted Stock Units 2024-08-09 4 M 0 28309 0.00 D Class A Common Stock 28309 169852 D Stock Options 0.63 2025-02-18 Class A Common Stock 74097 74097 I Held by the Paul Liberman 2015 Revocable Trust Stock Options 0.63 2025-02-18 Class A Common Stock 0 0 D Stock Options 0.63 2025-08-27 Class A Common Stock 191226 191226 I Held by the Paul Liberman 2015 Revocable Trust Stock Options 0.63 2025-08-27 Class A Common Stock 0 0 D Stock Options 0.63 2026-03-24 Class A Common Stock 430547 430547 I Held by the Paul Liberman 2015 Revocable Trust Stock Options 0.63 2026-03-24 Class A Common Stock 0 0 D Stock Options 3.29 2028-04-18 Class A Common Stock 89159 89159 I Held by the Paul Liberman 2015 Revocable Trust Stock Options 3.29 2028-04-18 Class A Common Stock 0 0 D Stock Options 4.7 2029-06-04 Class A Common Stock 629591 629591 I Held by the Paul Liberman 2015 Revocable Trust Stock Options 4.7 2029-06-04 Class A Common Stock 0 0 D Stock Options 0.63 2026-03-24 Class A Common Stock 53870 53870 I Held by the Paul Liberman 2020 Irrevocable Trust Stock Options 3.29 2028-04-18 Class A Common Stock 184968 184968 I Held by the Paul Liberman 2020 Irrevocable Trust Stock Options 4.7 2029-06-04 Class A Common Stock 56359 56359 I Held by the Paul Liberman 2020 Irrevocable Trust Represents a bona fide gift of the Issuer's Class A Common Stock to a non-profit organization. There was no purchase or sale of Class A Common Stock in connection with the transfer. Reflects the transfer of 777,832 shares of Class A Common Stock previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer. The reported amount reflects an adjustment to correct previous filings which overreported the Reporting Person's holdings by 1,690 shares of Class A Common Stock. No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 28,309 shares of Class A Common Stock underlying the RSUs listed in Table II, and 13,688 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years. These options are vested and currently exercisable. Reflects the transfer of 74,097 stock options previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. Reflects the transfer of 191,226 stock options previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. Reflects the transfer of 430,546 stock options previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. Reflects the transfer of 15,757 stock options previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. Reflects the transfer of 110,200 stock options previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock or stock options in connection with the transfer. The reported amount reflects an adjustment to correct previous filings which underreported the Reporting Person's holdings by 82 stock options. President, Global Technology and Product /s/ Faisal Hasan, attorney-in-fact 2024-08-09