0001104659-24-075824.txt : 20240627 0001104659-24-075824.hdr.sgml : 20240627 20240627200113 ACCESSION NUMBER: 0001104659-24-075824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240625 FILED AS OF DATE: 20240627 DATE AS OF CHANGE: 20240627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberman Paul CENTRAL INDEX KEY: 0001810204 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 241081005 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2418465-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-25 0 0001883685 DraftKings Inc. DKNG 0001810204 Liberman Paul C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks 1 Class A Common Stock 2024-06-25 4 S 0 300937 38.43 D 1990469 I Held by the Paul Liberman 2015 Revocable Trust Class A Common Stock 2024-06-25 4 S 0 299298 39.25 D 1691171 I Held by the Paul Liberman 2015 Revocable Trust Class A Common Stock 2024-06-25 4 S 0 44771 38.43 D 229846 I Held by the Paul Liberman 2020 Trust Class A Common Stock 2024-06-25 4 S 0 23884 39.32 D 205962 I Held by the Paul Liberman 2020 Trust Class A Common Stock 2024-06-26 4 M 0 88441 0.63 A 1779612 I Held by the Paul Liberman 2015 Revocable Trust Class A Common Stock 779522 D Class A Common Stock 213597 I Held by the Paul Liberman 2020 Irrevocable Trust Class A Common Stock 200000 I Held by the Rachel Nager Liberman Irrevocable Trust - 2022 Stock Option 0.63 2025-02-18 Class A Common Stock 88441 74097 D Stock Option 0.63 2025-02-18 Class A Common Stock 88441 88441 I Held by the Paul Liberman 2015 Revocable Trust Stock Option 0.63 2024-06-26 4 M 0 88441 0.00 D 2025-02-18 Class A Common Stock 88441 0 I Held by the Paul Liberman 2015 Revocable Trust The reported sales were made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on March 5, 2024 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.98 to $38.97, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2, 3, 4 and 5 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.98 to $39.80, inclusive. See the last sentence of footnote 2 to this Form 4 above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.98 to $38.95, inclusive. See the last sentence of footnote 2 to this Form 4 above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.99 to $39.80, inclusive. See the last sentence of footnote 2 to this Form 4 above. The Reporting Person acquired shares of Class A Common Stock of the Issuer upon the exercise of stock options and payment of the aggregate exercise price in cash. These stock options were granted on February 10, 2016. As of the date hereof, all such remaining stock options have vested. 88,441 stock options previously reported as held directly by the Reporting Person. There was no purchase or sale in connection with the transfer to the trust. President, Global Technology and Product /s/ Faisal Hasan, attorney-in-fact 2024-06-27