0001104659-23-028622.txt : 20230303 0001104659-23-028622.hdr.sgml : 20230303 20230303201226 ACCESSION NUMBER: 0001104659-23-028622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230213 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberman Paul CENTRAL INDEX KEY: 0001810204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 23707134 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm238561d6_4.xml OWNERSHIP DOCUMENT X0306 4 2023-02-13 0 0001883685 DraftKings Inc. DKNG 0001810204 Liberman Paul C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks Class A Common Stock 2023-03-01 4 M 0 7364 3.29 A 1675239 D Class A Common Stock 2023-03-01 4 M 0 18786 4.70 A 1694025 D Class A Common Stock 1527250 I Held by the Paul Liberman 2015 Revocable Trust Class A Common Stock 272357 I Held by the Paul Liberman 2020 Trust Class A Common Stock 13597 I Held by the Liberman Grantor Retained Annuity Trust of 2020 Class A Common Stock 200000 I Held by the Rachel Nager Liberman 2015 Revocable Trust Class A Common Stock 200000 I Held by the Paul Liberman 2020 Irrevocable Trust Restricted Stock Units 2023-02-13 4 A 0 352941 0.00 D Class A Common Stock 352941 352941 D Stock Option 3.29 2023-03-01 4 M 0 7364 0.00 D 2028-04-18 Class A Common Stock 7364 0 D Stock Option 4.70 2023-03-01 4 M 0 18786 0.00 D 2029-06-04 Class A Common Stock 18786 2516 D The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash. Each restricted stock right ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years. These stock options were granted on April 18, 2018. As of the date hereof, these stock options are vested and currently exercisable. These stock options were granted on June 4, 2019. As of the date hereof, 18,786 of such remaining stock options have vested. The remaining stock options will vest on June 1, 2023. President, Global Technology and Product /s/ Faisal Hasan, attorney-in-fact 2023-03-03