0001104659-23-028622.txt : 20230303
0001104659-23-028622.hdr.sgml : 20230303
20230303201226
ACCESSION NUMBER: 0001104659-23-028622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230213
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liberman Paul
CENTRAL INDEX KEY: 0001810204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41379
FILM NUMBER: 23707134
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: FLOOR 5
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DraftKings Inc.
CENTRAL INDEX KEY: 0001883685
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 986-6744
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: New Duke Holdco, Inc.
DATE OF NAME CHANGE: 20210917
4
1
tm238561d6_4.xml
OWNERSHIP DOCUMENT
X0306
4
2023-02-13
0
0001883685
DraftKings Inc.
DKNG
0001810204
Liberman Paul
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR
BOSTON
MA
02116
1
1
0
0
See Remarks
Class A Common Stock
2023-03-01
4
M
0
7364
3.29
A
1675239
D
Class A Common Stock
2023-03-01
4
M
0
18786
4.70
A
1694025
D
Class A Common Stock
1527250
I
Held by the Paul Liberman 2015 Revocable Trust
Class A Common Stock
272357
I
Held by the Paul Liberman 2020 Trust
Class A Common Stock
13597
I
Held by the Liberman Grantor Retained Annuity Trust of 2020
Class A Common Stock
200000
I
Held by the Rachel Nager Liberman 2015 Revocable Trust
Class A Common Stock
200000
I
Held by the Paul Liberman 2020 Irrevocable Trust
Restricted Stock Units
2023-02-13
4
A
0
352941
0.00
D
Class A Common Stock
352941
352941
D
Stock Option
3.29
2023-03-01
4
M
0
7364
0.00
D
2028-04-18
Class A Common Stock
7364
0
D
Stock Option
4.70
2023-03-01
4
M
0
18786
0.00
D
2029-06-04
Class A Common Stock
18786
2516
D
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.
Each restricted stock right ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years.
These stock options were granted on April 18, 2018. As of the date hereof, these stock options are vested and currently exercisable.
These stock options were granted on June 4, 2019. As of the date hereof, 18,786 of such remaining stock options have vested. The remaining stock options will vest on June 1, 2023.
President, Global Technology and Product
/s/ Faisal Hasan, attorney-in-fact
2023-03-03