0001104659-22-111267.txt : 20221025 0001104659-22-111267.hdr.sgml : 20221025 20221025200116 ACCESSION NUMBER: 0001104659-22-111267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221023 FILED AS OF DATE: 20221025 DATE AS OF CHANGE: 20221025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liberman Paul CENTRAL INDEX KEY: 0001810204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41379 FILM NUMBER: 221330851 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: FLOOR 5 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DraftKings Inc. CENTRAL INDEX KEY: 0001883685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 986-6744 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: New Duke Holdco, Inc. DATE OF NAME CHANGE: 20210917 4 1 tm2228878d2_4.xml OWNERSHIP DOCUMENT X0306 4 2022-10-23 0 0001883685 DraftKings Inc. DKNG 0001810204 Liberman Paul C/O DRAFTKINGS INC. 222 BERKELEY STREET, 5TH FLOOR BOSTON MA 02116 1 1 0 0 See Remarks Class A Common Stock 2022-10-23 4 M 0 6240 A 921994 D Class A Common Stock 2022-10-23 4 F 0 2789 13.21 D 919205 D Class A Common Stock 1527250 I Held by the Paul Liberman 2015 Revocable Trust Class A Common Stock 272357 I Held by the Paul Liberman 2020 Trust Class A Common Stock 13597 I Held by the Liberman Grantor Retained Annuity Trust of 2020 Class A Common Stock 200000 I Held by the Rachel Nager Liberman 2015 Revocable Trust Class A Common Stock 200000 I Held by the Paul Liberman 2020 Irrevocable Trust Restricted Stock Units 2022-10-23 4 M 0 6240 0.00 D Class A Common Stock 6240 37435 D No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,789 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. President, Global Technology and Product /s/ Faisal Hasan, attorney-in-fact 2022-10-25