0001104659-23-072417.txt : 20230616 0001104659-23-072417.hdr.sgml : 20230616 20230616194001 ACCESSION NUMBER: 0001104659-23-072417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roth Byron CENTRAL INDEX KEY: 0001810078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 231022909 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE STREET 2: SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIGO ENERGY, INC. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition IV Co. DATE OF NAME CHANGE: 20210406 4 1 tm2319025-2_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-14 1 0001855447 TIGO ENERGY, INC. TYGO 0001810078 Roth Byron C/O ROTH CAPITAL PARTNERS, LLC 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 0 0 0 1 former director and officer 0 Warrants to purchase common stock 11.50 2023-06-14 4 P 0 100000 0.9052 A 2023-06-22 2028-05-23 Common Stock 100000 100000 I See Footnote Warrants to purchase common stock 11.50 2023-06-15 4 P 0 45208 1.0377 A 2023-06-22 2028-05-23 Common Stock 45208 145208 I See Footnote Warrants to purchase common stock 11.50 2023-06-22 2028-05-23 Common Stock 1350 1350 D Warrants to purchase common stock 11.50 2023-06-22 2028-05-23 Common Stock 1350 1350 I See Footnote Warrants to purchase common stock 11.50 2023-06-22 2028-05-23 Common Stock 4285 4285 I See Footnote Warrants to purchase common stock 11.50 2023-06-22 2028-05-23 Common Stock 348 348 I See Footnote Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power. Held in an IRA for the benefit of Byron Roth. Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. /s/ Byron Roth 2023-06-16