0001104659-20-136854.txt : 20201217 0001104659-20-136854.hdr.sgml : 20201217 20201217161548 ACCESSION NUMBER: 0001104659-20-136854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roth Byron CENTRAL INDEX KEY: 0001810078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39795 FILM NUMBER: 201396281 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE STREET 2: SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition II Co CENTRAL INDEX KEY: 0001824403 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-887-0331 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 tm2036996-21_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-15 0 0001824403 Roth CH Acquisition II Co ROCCU 0001810078 Roth Byron C/O ROTH CH ACQUISITION II CO. 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 1 1 1 0 Chief Executive Officer Common Stock 2020-12-15 4 P 0 10105 10.00 A 115748 D Common Stock 2020-12-15 4 P 0 180562 10.00 A 2068252 I See Footnote Warrants to purchase Common Stock 11.50 2020-12-15 4 P 0 5052 A Common Stock 5052 2 D Warrants to purchase Common Stock 11.50 2020-12-15 4 P 0 90281 A Common Stock 90281 90281 I See Footnote The reporting person acquired units, consisting of shares and warrants. Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. By: /s/ Byron Roth 2020-12-17