0001104659-20-136854.txt : 20201217
0001104659-20-136854.hdr.sgml : 20201217
20201217161548
ACCESSION NUMBER: 0001104659-20-136854
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201215
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roth Byron
CENTRAL INDEX KEY: 0001810078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 201396281
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE
STREET 2: SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition II Co
CENTRAL INDEX KEY: 0001824403
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-887-0331
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm2036996-21_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-15
0
0001824403
Roth CH Acquisition II Co
ROCCU
0001810078
Roth Byron
C/O ROTH CH ACQUISITION II CO.
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
1
1
1
0
Chief Executive Officer
Common Stock
2020-12-15
4
P
0
10105
10.00
A
115748
D
Common Stock
2020-12-15
4
P
0
180562
10.00
A
2068252
I
See Footnote
Warrants to purchase Common Stock
11.50
2020-12-15
4
P
0
5052
A
Common Stock
5052
2
D
Warrants to purchase Common Stock
11.50
2020-12-15
4
P
0
90281
A
Common Stock
90281
90281
I
See Footnote
The reporting person acquired units, consisting of shares and warrants.
Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
By: /s/ Byron Roth
2020-12-17