0000899243-21-004303.txt : 20210202 0000899243-21-004303.hdr.sgml : 20210202 20210202193212 ACCESSION NUMBER: 0000899243-21-004303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clayton David William CENTRAL INDEX KEY: 0001825217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23564 FILM NUMBER: 21583522 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Capital Allocation Trust CENTRAL INDEX KEY: 0001809541 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800 882 0052 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001809541 BlackRock Capital Allocation Trust BCAT 0001825217 Clayton David William 55 EAST 52ND STREET NEW YORK NY 10055 0 0 0 1 Portfolio Manager Phantom Shares 2021-01-29 4 A 0 17700.7507 21.98 A Common Stock 17700.7507 17700.7507 D A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award. /s/ Gladys Chang as Attorney-in-Fact 2021-02-02