0001809467-22-000002.txt : 20220325
0001809467-22-000002.hdr.sgml : 20220325
20220325173509
ACCESSION NUMBER: 0001809467-22-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
CAPPS,GARRISON,MAJOR,
FILED AS OF DATE: 20220325
DATE AS OF CHANGE: 20220325
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RSA Advisors, LLC
CENTRAL INDEX KEY: 0001809467
IRS NUMBER: 850667276
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05610
FILM NUMBER: 22772654
BUSINESS ADDRESS:
STREET 1: 325 W. MAIN STREET
STREET 2: STE 300
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: 859-977-6600
MAIL ADDRESS:
STREET 1: 325 W. MAIN STREET
STREET 2: STE 300
CITY: LEXINGTON
STATE: KY
ZIP: 40507
MA-I
1
primary_doc.xml
MA-I
0001809467
XXXXXXXX
Andy Warning
513-832-5463
andy.warning@dinsmorecomplianceservices.com
N
N
Garrison
Major
Capps
N
1
0001809467
RSA Advisors, LLC
01-15-2022
N
867-02538
LOCATED
01-15-2022
147 East Third Street
LEXINGTON
KY
40508
01-2022
RSA Advisors, LLC
Lexington
KY
40508
Y
N
Municipal Advisor
02-2021
12-2021
RSA ADVISORS, LLC
LEXINGTON
KY
40508
N
N
INTERNSHIP
10-2020
01-2021
STUDENT AT UNIVERSITY OF KENTUCKY
LEXINGTON
KY
40506
N
N
STUDENT
08-2019
09-2020
LEXINGTON COUNTRY CLUB
LEXINGTON
KY
40511
N
N
CADDY
04-2019
07-2019
KENLAKE MARINA
HARDIN
KY
42048
N
N
DOCK WORKER
08-2018
03-2019
STUDENT AT UNIVERSITY OF KENTUCKY
LEXINGTON
KY
40506
N
N
STUDENT
04-2018
07-2018
GREEN TURTLE BAY RESORT
GRAND RIVERS
KY
42045
N
N
DOCK WORKER
03-2015
03-2018
GATTI'S PIZZA
MURRAY
KY
42071
N
N
CLERK
01-2011
02-2015
STUDENT
MURRAY
KY
42071
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-25-2022
Andy Warning
Compliance Consultant