0001809467-22-000002.txt : 20220325 0001809467-22-000002.hdr.sgml : 20220325 20220325173509 ACCESSION NUMBER: 0001809467-22-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 CAPPS,GARRISON,MAJOR, FILED AS OF DATE: 20220325 DATE AS OF CHANGE: 20220325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSA Advisors, LLC CENTRAL INDEX KEY: 0001809467 IRS NUMBER: 850667276 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05610 FILM NUMBER: 22772654 BUSINESS ADDRESS: STREET 1: 325 W. MAIN STREET STREET 2: STE 300 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: 859-977-6600 MAIL ADDRESS: STREET 1: 325 W. MAIN STREET STREET 2: STE 300 CITY: LEXINGTON STATE: KY ZIP: 40507 MA-I 1 primary_doc.xml MA-I 0001809467 XXXXXXXX Andy Warning 513-832-5463 andy.warning@dinsmorecomplianceservices.com N N Garrison Major Capps N 1 0001809467 RSA Advisors, LLC 01-15-2022 N 867-02538 LOCATED 01-15-2022 147 East Third Street LEXINGTON KY 40508 01-2022 RSA Advisors, LLC Lexington KY 40508 Y N Municipal Advisor 02-2021 12-2021 RSA ADVISORS, LLC LEXINGTON KY 40508 N N INTERNSHIP 10-2020 01-2021 STUDENT AT UNIVERSITY OF KENTUCKY LEXINGTON KY 40506 N N STUDENT 08-2019 09-2020 LEXINGTON COUNTRY CLUB LEXINGTON KY 40511 N N CADDY 04-2019 07-2019 KENLAKE MARINA HARDIN KY 42048 N N DOCK WORKER 08-2018 03-2019 STUDENT AT UNIVERSITY OF KENTUCKY LEXINGTON KY 40506 N N STUDENT 04-2018 07-2018 GREEN TURTLE BAY RESORT GRAND RIVERS KY 42045 N N DOCK WORKER 03-2015 03-2018 GATTI'S PIZZA MURRAY KY 42071 N N CLERK 01-2011 02-2015 STUDENT MURRAY KY 42071 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-25-2022 Andy Warning Compliance Consultant