0001809467-21-000004.txt : 20211214 0001809467-21-000004.hdr.sgml : 20211214 20211214112822 ACCESSION NUMBER: 0001809467-21-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 LAKOFKA,JOSEPH,ALAN, FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSA Advisors, LLC CENTRAL INDEX KEY: 0001809467 IRS NUMBER: 850667276 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05610 FILM NUMBER: 211490072 BUSINESS ADDRESS: STREET 1: 325 W. MAIN STREET STREET 2: STE 300 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: 859-977-6600 MAIL ADDRESS: STREET 1: 325 W. MAIN STREET STREET 2: STE 300 CITY: LEXINGTON STATE: KY ZIP: 40507 MA-I/A 1 primary_doc.xml MA-I/A 0001809467 XXXXXXXX Andrew Warning 513-762-3693 andy.warning@dinsmorecomplianceservices.com N N Joseph Alan Lakofka 3245627 N 1 0001809467 RSA Advisors, LLC 06-01-2020 N 06-01-2020 0001809467 LOCATED 06-01-2020 325 W. MAIN STREET STE 300 LEXINGTON KY 40507 LOCATED 11-20-2021 147 East Third Street Lexington KY 40508 06-2020 RSA Advisors, LLC Lexington KY 40508 Y N Investment Banker 02-2012 06-2020 Ross, SInclaire & Associates, LLC Lexington KY 40507 Y Y Investment Banker 01-2010 02-2012 Sterne, Agee, and Leach, Inc Lexington KY 40504 Y Y Registered Rep Y 01-2015 Rental Property 129 Lincoln Ave Lexington KY 40502 N N Rental Property Owner 2 Landlord and owner responsible for potential maintenance and collecting rent 01-2019 Rental Property 1128 Turkeyfoot Rd Apt D Lexington KY 40502 N N Rental Property Owner 2 Landlord and owner responsible for potential maintenance and collecting rent N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-13-2021 Joe Lakofka Investment Banker