0001849586-22-000002.txt : 20220214
0001849586-22-000002.hdr.sgml : 20220214
20220214162936
ACCESSION NUMBER: 0001849586-22-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220211
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patel Ajay
CENTRAL INDEX KEY: 0001849586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 22632866
MAIL ADDRESS:
STREET 1: 100 SOUTH SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Assertio Holdings, Inc.
CENTRAL INDEX KEY: 0001808665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 850598378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: (224) 419-7106
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
wf-form4_164487413944345.xml
FORM 4
X0306
4
2022-02-11
0
0001808665
Assertio Holdings, Inc.
ASRT
0001849586
Patel Ajay
C/O ASSERTIO HOLDINGS, INC.
100 SOUTH SAUNDERS ROAD, SUITE 300
LAKE FOREST
IL
60045
0
1
0
0
SVP and CAO
Common Stock
2022-02-11
4
M
0
47349
0
A
74389
D
Common Stock
2022-02-11
4
F
0
21612
2.52
D
52777
D
Restricted Stock Units
0.0
2022-02-11
4
M
0
47349
0
D
2024-02-11
Common Stock
47349.0
94697
D
Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
Includes 1500 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan.
Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
One-third of these restricted stock units are scheduled to vest on each of February 11, 2022, 2023 and 2024, assuming continued employment through the applicable vesting date.
The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
/s/ Sam Schlessinger, attorney in fact for Ajay Patel
2022-02-14