0001849586-22-000001.txt : 20220208 0001849586-22-000001.hdr.sgml : 20220208 20220208143423 ACCESSION NUMBER: 0001849586-22-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220204 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patel Ajay CENTRAL INDEX KEY: 0001849586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 22600655 MAIL ADDRESS: STREET 1: 100 SOUTH SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 wf-form4_164434884532722.xml FORM 4 X0306 4 2022-02-04 0 0001808665 Assertio Holdings, Inc. ASRT 0001849586 Patel Ajay C/O ASSERTIO HOLDINGS, INC. 100 SOUTH SAUNDERS ROAD, SUITE 300 LAKE FOREST IL 60045 0 1 0 0 SVP and CAO Common Stock 2022-02-04 4 M 0 4983 0 A 28971 D Common Stock 2022-02-04 4 F 0 1931 2.62 D 27040 D Restricted Stock Units 0.0 2022-02-04 4 M 0 4983 0 D 2023-02-04 Common Stock 4983.0 4983 D Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units. Includes 1500 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. One-third of these restricted stock units are scheduled to vest on each of February 4, 2021, 2022 and 2023, assuming continued employment through the applicable vesting date. The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities. /s/ Sam Schlessinger, attorney in fact for Ajay Patel 2022-02-08