0001808665-23-000009.txt : 20230223 0001808665-23-000009.hdr.sgml : 20230223 20230223200135 ACCESSION NUMBER: 0001808665-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230221 FILED AS OF DATE: 20230223 DATE AS OF CHANGE: 20230223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwichtenberg Paul CENTRAL INDEX KEY: 0001849587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 23661853 MAIL ADDRESS: STREET 1: 100 SOUTH SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 wf-form4_167720045802760.xml FORM 4 X0306 4 2023-02-21 0 0001808665 Assertio Holdings, Inc. ASRT 0001849587 Schwichtenberg Paul ASSERTIO HOLDINGS, INC. 100 SOUTH SAUNDERS ROAD, SUITE 300 LAKE FOREST IL 60045 0 1 0 0 SVP and CFO Restricted Stock Units 0.0 2023-02-21 4 A 0 51451 0 A 2026-02-21 Common Stock 51451.0 51451 D Stock Option (right to buy) 5.18 2023-02-21 4 A 0 56623 0 A 2029-02-21 Common Stock 56623.0 56623 D Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date. The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities. /s/ Sam Schlessinger, attorney in fact for Paul Schwichtenberg 2023-02-23