President and Chief Compliance Officer

0001808129-20-000003.txt : 20200714 0001808129-20-000003.hdr.sgml : 20200714 20200714162641 ACCESSION NUMBER: 0001808129-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200714 DATE AS OF CHANGE: 20200714 EFFECTIVENESS DATE: 20200714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Group, Inc. CENTRAL INDEX KEY: 0001808129 IRS NUMBER: 731474613 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20226 FILM NUMBER: 201027375 BUSINESS ADDRESS: STREET 1: 13919 QUAIL POINTE DRIVE CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 BUSINESS PHONE: (405) 848-4646 MAIL ADDRESS: STREET 1: 13919 QUAIL POINTE DRIVE CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001808129 XXXXXXXX 06-30-2020 06-30-2020 Capstone Financial Group, Inc.

13919 QUAIL POINTE DRIVE OKLAHOMA CITY OK 73134

13F HOLDINGS REPORT 028-20226 N Michael Dunham President and Chief Compliance Officer 405-848-4646 Michael Dunham Oklahoma City OK 07-14-2020 0 153 121715 false INFORMATION TABLE 2 13FCapstone20200630.xml WHITING PETE CORP NEW 125 04012020 Convertible 966387AL6 2 15000 SH SOLE 15000 0 0 PROSPECT CAP CORP 6375 03012025 Convertible 74348TAT9 14 15000 SH SOLE 15000 0 0 TPG SPECIALTY LENDING INC 45 08012022 Convertible 87265KAD4 19 20000 SH SOLE 20000 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 20 332 SH SOLE 332 0 0 BIOGEN INC COM Stock 09062X103 20 75 SH SOLE 75 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 22 445 SH SOLE 445 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 23 342 SH SOLE 342 0 0 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 23 452 SH SOLE 452 0 0 EOG RES INC COM Stock 26875P101 24 491 SH SOLE 491 0 0 3M CO COM Stock 88579Y101 24 154 SH SOLE 154 0 0 OGE ENERGY CORP COM Stock 670837103 25 800 SH SOLE 800 0 0 ABBVIE INC COM Stock 00287Y109 25 251 SH SOLE 251 0 0 TESLA INC COM Stock 88160R101 25 18 SH SOLE 18 0 0 BARRICK GOLD CORPORATION COM Stock 067901108 27 1000 SH SOLE 1000 0 0 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 28 500 SH SOLE 500 0 0 CHEVRON CORP NEW COM Stock 166764100 29 334 SH SOLE 334 0 0 INFOSYS LTD SPONSORED ADR ADR 456788108 31 3000 SH SOLE 3000 0 0 DEVON ENERGY CORP NEW COM Stock 25179M103 31 2961 SH SOLE 2961 0 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 32 661 SH SOLE 661 0 0 MADDEN STEVEN LTD COM Stock 556269108 33 1478 SH SOLE 1478 0 0 SPDR GOLD SHARES ETF 78463V107 33 198 SH SOLE 198 0 0 WELLS FARGO CO NEW COM Stock 949746101 34 1397 SH SOLE 1397 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 35 284 SH SOLE 284 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 36 204 SH SOLE 204 0 0 ACTIVISION BLIZZARD INC COM Stock 00507V109 36 464 SH SOLE 464 0 0 CANADIAN NATL RY CO COM Stock 136375102 38 428 SH SOLE 428 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 40 1053 SH SOLE 1053 0 0 CONTINENTAL RES INC COM Stock 212015101 45 2875 SH SOLE 2875 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 45 390 SH SOLE 390 0 0 EXXON MOBIL CORP COM Stock 30231G102 48 1116 SH SOLE 1116 0 0 SPDR PORTFOLIO HIGH YIELD BOND ETF ETF 78468R606 48 1941 SH SOLE 1941 0 0 SQUARE INC CL A Stock 852234103 50 400 SH SOLE 400 0 0 CARRIER GLOBAL CORPORATION COM Stock 14448C104 51 2106 SH SOLE 2106 0 0 MAIN STR CAP CORP COM CEF 56035L104 52 1723 SH SOLE 1723 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 53 1000 SH SOLE 1000 0 0 CVS HEALTH CORP COM Stock 126650100 54 848 SH SOLE 848 0 0 ORACLE CORP COM Stock 68389X105 56 1000 SH SOLE 1000 0 0 RINGCENTRAL INC CL A Stock 76680R206 57 200 SH SOLE 200 0 0 BOEING CO COM Stock 097023105 60 334 SH SOLE 334 0 0 OTIS WORLDWIDE CORP COM Stock 68902V107 60 1053 SH SOLE 1053 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 62 175 SH SOLE 175 0 0 CHENIERE ENERGY INC COM NEW Stock 16411R208 62 1220 SH SOLE 1220 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 63 297 SH SOLE 297 0 0 WILLIAMS COS INC COM Stock 969457100 63 3318 SH SOLE 3318 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 63 199 SH SOLE 199 0 0 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 67 517 SH SOLE 517 0 0 BCE INC COM NEW Stock 05534B760 68 1665 SH SOLE 1665 0 0 FACEBOOK INC CL A Stock 30303M102 76 315 SH SOLE 315 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 76 256 SH SOLE 256 0 0 ROPER TECHNOLOGIES INC COM Stock 776696106 80 204 SH SOLE 204 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 81 1330 SH SOLE 1330 0 0 JOHNSON & JOHNSON COM Stock 478160104 86 600 SH SOLE 600 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 90 6158 SH SOLE 6158 0 0 ENERGY TRANSFER LP COM UT LTD PTN Stock 29273V100 96 15150 SH SOLE 15150 0 0 NIKE INC CL B Stock 654106103 97 1000 SH SOLE 1000 0 0 EATON CORP PLC SHS Stock G29183103 99 1128 SH SOLE 1128 0 0 BOYD GAMING CORP COM Stock 103304101 112 6103 SH SOLE 6103 0 0 PROSPERITY BANCSHARES INC COM Stock 743606105 113 2008 SH SOLE 2008 0 0 FIRSTENERGY CORP COM Stock 337932107 114 2836 SH SOLE 2836 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 114 300 SH SOLE 300 0 0 ISHARES TREASURY FLOATING RATE BOND ETF ETF 46434V860 116 2307 SH SOLE 2307 0 0 LIBERTY MEDIA CORP DEL COM SER A FRMLA Stock 531229870 117 3875 SH SOLE 3875 0 0 ISHARES SHORT-TERM CORPORATE BOND ETF ETF 464288646 118 2160 SH SOLE 2160 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 121 3195 SH SOLE 3195 0 0 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF ETF 78468R200 122 4008 SH SOLE 4008 0 0 MERCURY GENL CORP NEW COM Stock 589400100 130 3299 SH SOLE 3299 0 0 UNION PAC CORP COM Stock 907818108 133 781 SH SOLE 781 0 0 BUNGE LIMITED COM Stock G16962105 133 3351 SH SOLE 3351 0 0 MODERNA INC COM Stock 60770K107 140 2290 SH SOLE 2290 0 0 SOUTHERN CO COM Stock 842587107 158 3000 SH SOLE 3000 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 160 1479 SH SOLE 1478 0 0 VIACOMCBS INC CL B Stock 92556H206 168 7328 SH SOLE 7328 0 0 DIGITAL RLTY TR INC COM REIT 253868103 169 1147 SH SOLE 1147 0 0 HOME DEPOT INC COM Stock 437076102 173 700 SH SOLE 700 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 177 119 SH SOLE 119 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 184 1634 SH SOLE 1634 0 0 HEALTHPEAK PROPERTIES INC COM REIT 42250P103 185 6852 SH SOLE 6852 0 0 PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND ETF 72201R817 187 1623 SH SOLE 1623 0 0 AFLAC INC COM Stock 001055102 206 5958 SH SOLE 5957 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 228 4416 SH SOLE 4416 0 0 MCDONALDS CORP COM Stock 580135101 234 1259 SH SOLE 1259 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 236 2555 SH SOLE 2555 0 0 EMERSON ELEC CO COM Stock 291011104 238 3916 SH SOLE 3916 0 0 PAYCOM SOFTWARE INC COM Stock 70432V102 245 780 SH SOLE 780 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 252 3375 SH SOLE 3375 0 0 CHUBB LIMITED COM Stock H1467J104 256 2014 SH SOLE 2014 0 0 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 257 2455 SH SOLE 2455 0 0 SYSCO CORP COM Stock 871829107 259 4878 SH SOLE 4878 0 0 REPUBLIC SVCS INC COM Stock 760759100 262 3245 SH SOLE 3245 0 0 HASBRO INC COM Stock 418056107 267 3626 SH SOLE 3626 0 0 CINCINNATI FINL CORP COM Stock 172062101 268 3928 SH SOLE 3928 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 272 1 SH SOLE 1 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 279 1665 SH SOLE 1665 0 0 DOVER CORP COM Stock 260003108 288 2978 SH SOLE 2978 0 0 SHERWIN WILLIAMS CO COM Stock 824348106 301 512 SH SOLE 512 0 0 PHILLIPS 66 COM Stock 718546104 310 4794 SH SOLE 4794 0 0 ALBEMARLE CORP COM Stock 012653101 311 3993 SH SOLE 3993 0 0 ECOLAB INC COM Stock 278865100 322 1589 SH SOLE 1589 0 0 CHURCH & DWIGHT INC COM Stock 171340102 329 4162 SH SOLE 4162 0 0 ABB LTD SPONSORED ADR ADR 000375204 367 15309 SH SOLE 15309 0 0 AT&T INC COM Stock 00206R102 371 12229 SH SOLE 12229 0 0 NVIDIA CORPORATION COM Stock 67066G104 372 943 SH SOLE 943 0 0 CLOROX CO DEL COM Stock 189054109 374 1673 SH SOLE 1673 0 0 MCCORMICK & CO INC COM NON VTG Stock 579780206 375 2046 SH SOLE 2046 0 0 CONOCOPHILLIPS COM Stock 20825C104 377 9276 SH SOLE 9276 0 0 WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND ETF 97717X578 449 14183 SH SOLE 14183 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 466 1479 SH SOLE 1479 0 0 VISA INC COM CL A Stock 92826C839 483 2487 SH SOLE 2487 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 631 3133 SH SOLE 3133 0 0 PIMCO ENHANCED LOW DURATION ACTIVE EXCHANGE-TRADED FUND ETF 72201R718 714 7017 SH SOLE 7017 0 0 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 744 7978 SH SOLE 7977 0 0 VANGUARD UTILITIES INDEX FUND ETF 92204A876 779 6253 SH SOLE 6253 0 0 CANOPY GROWTH CORP COM Stock 138035100 791 47937 SH SOLE 47937 0 0 ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF ETF 00326A104 849 49059 SH SOLE 49059 0 0 IQ MERGER ARBITRAGE ETF ETF 45409B800 997 31636 SH SOLE 31636 0 0 PFIZER INC COM Stock 717081103 1118 32848 SH SOLE 32848 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1157 9840 SH SOLE 9839 0 0 MEDTRONIC PLC SHS Stock G5960L103 1178 12854 SH SOLE 12854 0 0 DIAGEO P L C SPON ADR NEW ADR 25243Q205 1235 8984 SH SOLE 8984 0 0 IQ 50 PERCENT HEDGED FTSE INTERNATIONAL ETF ETF 45409B560 1241 63580 SH SOLE 63580 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 1256 15215 SH SOLE 15215 0 0 CONAGRA BRANDS INC COM Stock 205887102 1283 35746 SH SOLE 35746 0 0 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF 97717W604 1283 62088 SH SOLE 62088 0 0 EXPEDIA GROUP INC COM NEW Stock 30212P303 1357 15955 SH SOLE 15955 0 0 MERCK & CO. INC COM Stock 58933Y105 1358 17254 SH SOLE 17254 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1377 7599 SH SOLE 7599 0 0 VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF ETF 92189F437 1428 49436 SH SOLE 49436 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 1436 25229 SH SOLE 25229 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 1453 12789 SH SOLE 12789 0 0 CHECK POINT SOFTWARE TECH LTD ORD Stock M22465104 1468 12669 SH SOLE 12669 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1483 36734 SH SOLE 36734 0 0 SPDR PORTFOLIO SHORT TERM TREASURY ETF ETF 78468R101 1529 49783 SH SOLE 49783 0 0 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 1536 19495 SH SOLE 19495 0 0 COCA COLA CO COM Stock 191216100 1541 34089 SH SOLE 34089 0 0 APPLIED MATLS INC COM Stock 038222105 1615 25969 SH SOLE 25969 0 0 BANCFIRST CORP COM Stock 05945F103 1616 43103 SH SOLE 43103 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 1663 6254 SH SOLE 6254 0 0 SOUTHWEST AIRLS CO COM Stock 844741108 1668 50540 SH SOLE 50540 0 0 WALMART INC COM Stock 931142103 1916 15095 SH SOLE 15095 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 2124 1430 SH SOLE 1430 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 2357 42817 SH SOLE 42817 0 0 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 2478 14691 SH SOLE 14691 0 0 ABBOTT LABS COM Stock 002824100 2484 26869 SH SOLE 26869 0 0 CISCO SYS INC COM Stock 17275R102 2512 55054 SH SOLE 55054 0 0 INTEL CORP COM Stock 458140100 2583 44303 SH SOLE 44302 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 2591 14613 SH SOLE 14613 0 0 MONGODB INC CL A Stock 60937P106 3546 15726 SH SOLE 15726 0 0 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 3812 37518 SH SOLE 37518 0 0 MICROSOFT CORP COM Stock 594918104 4183 20086 SH SOLE 20085 0 0 AMAZON COM INC COM Stock 023135106 6321 2107 SH SOLE 2107 0 0 SHOPIFY INC CL A Stock 82509L107 9092 8967 SH SOLE 8967 0 0 APPLE INC COM Stock 037833100 9760 26189 SH SOLE 26188 0 0 ISHARES AGENCY BOND ETF ETF 464288166 13137 108851 SH SOLE 108851 0 0