President and Chief Compliance Officer

0001808129-20-000002.txt : 20200429 0001808129-20-000002.hdr.sgml : 20200429 20200429151916 ACCESSION NUMBER: 0001808129-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 EFFECTIVENESS DATE: 20200429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Group, Inc. CENTRAL INDEX KEY: 0001808129 IRS NUMBER: 731474613 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20226 FILM NUMBER: 20829710 BUSINESS ADDRESS: STREET 1: 13919 QUAIL POINTE DRIVE CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 BUSINESS PHONE: (405) 848-4646 MAIL ADDRESS: STREET 1: 13919 QUAIL POINTE DRIVE CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001808129 XXXXXXXX 03-31-2020 03-31-2020 Capstone Financial Group, Inc.

13919 QUAIL POINTE DRIVE OKLAHOMA CITY OK 73134

13F HOLDINGS REPORT 028-20226 N Michael Dunham President and Chief Compliance Officer (405) 848-4646 Michael Dunham Oklahoma City OK 04-29-2020 0 138 97279 false INFORMATION TABLE 2 13FCapstone20200331.xml WHITING PETE CORP NEW 1.25 04/01/2020 Convertible 966387AL6 7 15000 SH SOLE 15000 0 0 PROSPECT CAP CORP 6.375 03/01/2025 Convertible 74348TAT9 13 15000 SH SOLE 15000 0 0 TPG SPECIALTY LENDING INC 4.5 08/01/2022 Convertible 87265KAD4 18 20000 SH SOLE 20000 0 0 SCOTTS MIRACLE GRO CO CL A Stock 810186106 21 203 SH SOLE 203 0 0 CONTINENTAL RES INC COM Stock 212015101 21 2783 SH SOLE 2783 0 0 3M CO COM Stock 88579Y101 21 154 SH SOLE 154 0 0 MEDICAL PPTYS TRUST INC COM REIT 58463J304 22 1268 SH SOLE 1268 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 22 445 SH SOLE 445 0 0 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 23 452 SH SOLE 452 0 0 CHEVRON CORP NEW COM Stock 166764100 24 334 SH SOLE 334 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 25 757 SH SOLE 757 0 0 OGE ENERGY CORP COM Stock 670837103 25 800 SH SOLE 800 0 0 RYMAN HOSPITALITY PPTYS INC COM REIT 78377T107 25 689 SH SOLE 689 0 0 PROSPECT CAP CORP 4.95 07/15/2022 Convertible 74348TAR3 26 30000 SH SOLE 30000 0 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 27 661 SH SOLE 661 0 0 BLACKROCK INC COM Stock 09247X101 27 62 SH SOLE 61 0 0 EXXON MOBIL CORP COM Stock 30231G102 28 749 SH SOLE 749 0 0 SPDR GOLD SHARES ETF 78463V107 29 198 SH SOLE 198 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 29 204 SH SOLE 204 0 0 PROCTER & GAMBLE CO COM Stock 742718109 31 284 SH SOLE 284 0 0 CANADIAN NATL RY CO COM Stock 136375102 33 428 SH SOLE 428 0 0 MAIN STR CAP CORP COM CEF 56035L104 35 1723 SH SOLE 1723 0 0 CVS HEALTH CORP COM Stock 126650100 44 748 SH SOLE 748 0 0 SPDR PORTFOLIO HIGH YIELD BOND ETF ETF 78468R606 44 1941 SH SOLE 1941 0 0 BOEING CO COM Stock 097023105 45 304 SH SOLE 304 0 0 WILLIAMS COS INC COM Stock 969457100 47 3318 SH SOLE 3318 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 49 297 SH SOLE 297 0 0 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