0001213900-22-014295.txt : 20220322 0001213900-22-014295.hdr.sgml : 20220322 20220322215509 ACCESSION NUMBER: 0001213900-22-014295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Choubey Diwakar CENTRAL INDEX KEY: 0001883232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39346 FILM NUMBER: 22761460 MAIL ADDRESS: STREET 1: 30 WEST 21ST STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MONEYLION INC. CENTRAL INDEX KEY: 0001807846 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 WEST 21ST STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-380-1735 MAIL ADDRESS: STREET 1: 30 WEST 21ST STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: Fusion Acquisition Corp. DATE OF NAME CHANGE: 20200326 4 1 ownership.xml X0306 4 2021-12-31 0 0001807846 MONEYLION INC. ML 0001883232 Choubey Diwakar C/O MONEYLION INC. 30 WEST 21ST STREET, 9TH FLOOR NEW YORK, NY 10010 1 1 0 0 CEO, President and Director Class A Common Stock 18805309 D Class A Common Stock 2021-12-31 4 J 0 9795 0.00 A 97970 I By Spouse Class A Common Stock 2022-02-25 4 X 0 27214 A 125184 I By Spouse Class A Common Stock 2022-03-03 4 X 0 253477 A 378661 I By Spouse Class A Common Stock 820390 I By FIG Growth Trust Class A Common Stock 820390 I By FIG Heritage Trust I Class A Common Stock 861409 I By FIG Heritage Trust 2 Class A Common Stock 861409 I By FIG Heritage Trust 3 Stock Options (Right to Buy) 0.22 2027-11-14 Class A Common Stock 1476701 1476701 D Stock Options (Right to Buy) 0.40 2028-10-31 Class A Common Stock 459451 459451 D Stock Options (Right to Buy) 0.40 2029-09-20 Class A Common Stock 2461169 2461169 D Stock Options (Right to Buy) 0.59 2030-04-30 Class A Common Stock 164078 164078 D Stock Options (Right to Buy) 2.58 2031-01-31 Class A Common Stock 1944045 1944045 D Stock Options (Right to Buy) 0.78 2022-02-25 4 X 0 27214 D 2030-12-30 Class A Common Stock 27214 371741 I By Spouse Stock Options (Right to Buy) 0.78 2022-03-03 4 X 0 253477 D 2030-12-30 Class A Common Stock 253477 0 I By Spouse Represents shares of MoneyLion Inc. Class A common stock, par value $0.0001 per share (the "Class A Common Stock"), directly held by the Reporting Person as of the date of this Form 4. Represents shares of Class A Common Stock received by the Reporting Person's spouse that were released from escrow on December 31, 2021 pursuant to the Agreement and Plan of Merger, dated as of December 31, 2020, by and among MoneyLion Inc., WTI Merger Sub, Inc., Wealth Technologies Inc. and WT IP Holdings, LLC, as agent. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein The stock options fully vested on the fourth anniversary of November 15, 2017. Each stock option was received in the business combination (the "Business Combination") of Fusion Acquisition Corp. and MoneyLion Technologies Inc., formerly known as MoneyLion Inc. ("Legacy ML") in exchange for a stock option to acquire shares of Legacy ML common stock. The stock options vest 25% on the first anniversary of November 1, 2018 and in equal monthly installments thereafter until they are fully vested on the fourth anniversary of such date. Each stock option was received in the Business Combination in exchange for a stock option to acquire shares of Legacy ML common stock The stock options vest 25% on the first anniversary of September 21, 2019 and in equal monthly installments thereafter until they are fully vested on the fourth anniversary of such date. Each stock option was received in the Business Combination in exchange for a stock option to acquire shares of Legacy ML common stock. The stock options vest 25% on the first anniversary of May 1, 2020 and in equal monthly installments thereafter until they are fully vested on the fourth anniversary of such date. Each stock option was received in the Business Combination in exchange for a stock option to acquire shares of Legacy ML common stock. The stock options vest 25% on the first anniversary of February 1, 2021 and in equal monthly installments thereafter until they are fully vested on the fourth anniversary of such date. Each stock option was received in the Business Combination in exchange for a stock option to acquire shares of Legacy ML common stock. 121,893 stock options held by the Reporting Person's spouse were granted on December 31, 2020 and were fully vested, 114,870 stock options held by the Reporting Person's spouse vested on the first anniversary of December 31, 2020, and 162,192 stock options held by the Reporting Person's spouse vest 25% on the first anniversary of December 31, 2020 and in equal monthly installments thereafter until they are fully vested on the fourth anniversary of such date. Each stock option was received in the Business Combination in exchange for a stock option to acquire shares of Legacy ML common stock. The Reporting Person's spouse exercised 27,214 and 253,477 vested stock options on February 25, 2022 and March 3, 2022, respectively, at an exercise price of $0.78 per stock option. /s/ Adam VanWagner, as Attorney-in-Fact for Diwakar Choubey 2022-03-22