0001213900-20-015886.txt : 20200625 0001213900-20-015886.hdr.sgml : 20200625 20200625203326 ACCESSION NUMBER: 0001213900-20-015886 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20200625 FILED AS OF DATE: 20200625 DATE AS OF CHANGE: 20200625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fusion Sponsor LLC CENTRAL INDEX KEY: 0001815881 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39346 FILM NUMBER: 20990712 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-763-0169 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James John CENTRAL INDEX KEY: 0001815940 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39346 FILM NUMBER: 20990713 MAIL ADDRESS: STREET 1: C/O FUSION ACQUISITION CORP STREET 2: 375 PARK AVENUE, SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fusion Acquisition Corp. CENTRAL INDEX KEY: 0001807846 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-763-0169 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 3 1 ownership.xml X0206 3 2020-06-25 0 0001807846 Fusion Acquisition Corp. FUSE 0001815881 Fusion Sponsor LLC C/O FUSION ACQUISITION CORP. 375 PARK AVENUE, SUITE 2607 NEW YORK NY 10152 1 0 1 0 0001815940 James John C/O FUSION ACQUISITION CORP. 375 PARK AVENUE, SUITE 2607 NEW YORK NY 10152 1 1 1 0 Chief Executive Officer Class B Common Stock Class A Common Stock 8768750 D The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-239023) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,125,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. Fusion Sponsor LLC is the record holder of the securities reported herein. John James is the managing member of Fusion Sponsor. Mr. James has voting and investment discretion with respect to the securities held of record by Fusion Sponsor LLC. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24.1 and 24.2 - Powers of Attorney. /s/ Sarah Ross, Attorney-in-Fact for Fusion Sponsor LLC 2020-06-25 /s/ Sarah Ross, Attorney-in-Fact for John James 2020-06-25 EX-24.1 2 ea123463ex24-1_fusion.htm POWER OF ATTORNEY

Exhibit 24.1

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith, Sarah Ross, Jordan Leon, Audrey Bae and Cynthia Suarez, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Fusion Acquisition Corp. (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: June 19, 2020

 

  FUSION SPONSOR LLC

 

  By: /s/ John James
    Name:  John James
    Title:    Sole Managing Member

 EX-24.2 3 ea123463ex24-2_fusion.htm POWER OF ATTORNEY

Exhibit 24.2

 

POWER OF ATTORNEY

 

The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith, Sarah Ross, Jordan Leon, Audrey Bae and Cynthia Suarez, or any of them acting singly, as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to:

 

1. prepare, sign, and submit to the Securities and Exchange Commission (the “SEC”) on its Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) Filer Management website a Form ID application, including any amendments and exhibits thereto, and any other related documents as may be necessary or appropriate, to obtain from the SEC access codes to permit filing on the SEC’s EDGAR system, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done as required by any rule or regulation of the SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof; and

 

2. sign any and all SEC statements of beneficial ownership of securities of Fusion Acquisition Corp. (the “Company”) on Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the SEC, the Company and any stock exchange on which any of the Company’s securities are listed, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof.

 

A copy of this power of attorney shall be filed with the SEC.  The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact.

 

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5 with the SEC. 

 

Dated: June 19, 2020

 

  By: /s/ John James
    Name:  John James

 

 EX-99.1 4 ea123463ex99-1_fusion.htm JOINT FILER INFORMATION

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer: Fusion Sponsor LLC
   
Address of Joint Filer: c/o Fusion Acquisition Corp.
  375 Park Avenue, Suite 2607
  New York, New York 10152
   
Relationship of Joint Filer to Issuer: 10% Owner, Director
   
Issuer Name and Ticker or Trading Symbol: Fusion Acquisition Corp. [FUSE]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 06/25/2020
   
Name of Joint Filer: John James
   
Address of Joint Filer: c/o Fusion Acquisition Corp.
  375 Park Avenue, Suite 2607
  New York, New York 10152
   
Relationship of Joint Filer to Issuer: 10% Owner, Officer, Director
   
Issuer Name and Ticker or Trading Symbol: Fusion Acquisition Corp. [FUSE]
   
Date of Event Requiring Statement:  
(Month/Day/Year): 06/25/2020