0001213900-21-036633.txt : 20210713
0001213900-21-036633.hdr.sgml : 20210713
20210713083233
ACCESSION NUMBER: 0001213900-21-036633
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210709
FILED AS OF DATE: 20210713
DATE AS OF CHANGE: 20210713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilson Jan C.
CENTRAL INDEX KEY: 0001807821
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39739
FILM NUMBER: 211086853
MAIL ADDRESS:
STREET 1: 18 A HAZELTON AVE.
STREET 2: SUITE 606
CITY: TORONTO
STATE: A6
ZIP: M5R 2E2
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunlight Financial Holdings Inc.
CENTRAL INDEX KEY: 0001821850
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 N. TRYON STREET
STREET 2: SUITE 1000
CITY: CHARLOTTE
STATE: NC
ZIP: 28246
BUSINESS PHONE: (212) 515-3200
MAIL ADDRESS:
STREET 1: 101 N. TRYON STREET
STREET 2: SUITE 1000
CITY: CHARLOTTE
STATE: NC
ZIP: 28246
FORMER COMPANY:
FORMER CONFORMED NAME: Spartan Acquisition Corp. II
DATE OF NAME CHANGE: 20200819
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-09
1
0001821850
Sunlight Financial Holdings Inc.
SUNL
0001807821
Wilson Jan C.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
0
0
0
Class A Common Stock
2021-07-09
4
C
0
50000
A
50000
D
Class B Common Stock
2021-07-09
4
C
0
50000
D
Class A Common Stock
50000
0
D
In connection with the closing of the business combination (the "business combination") among Spartan Acquisition Corp. II ("Spartan"), SL Invest I Inc., SL Invest II LLC, SL Financial Investor I LLC, SL Financial Investor II LLC, SL Financial Holdings Inc., SL Financial LLC, Sunlight Financial LLC, FTV-Sunlight, Inc. and Tiger Co-Invest B Sunlight Blocker, LLC, on July 9, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Sunlight Financial Holdings Inc."
The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date.
/s/ Jan C. Wilson
2021-07-12