0001213900-21-036633.txt : 20210713 0001213900-21-036633.hdr.sgml : 20210713 20210713083233 ACCESSION NUMBER: 0001213900-21-036633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210709 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Jan C. CENTRAL INDEX KEY: 0001807821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39739 FILM NUMBER: 211086853 MAIL ADDRESS: STREET 1: 18 A HAZELTON AVE. STREET 2: SUITE 606 CITY: TORONTO STATE: A6 ZIP: M5R 2E2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunlight Financial Holdings Inc. CENTRAL INDEX KEY: 0001821850 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 N. TRYON STREET STREET 2: SUITE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28246 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 101 N. TRYON STREET STREET 2: SUITE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28246 FORMER COMPANY: FORMER CONFORMED NAME: Spartan Acquisition Corp. II DATE OF NAME CHANGE: 20200819 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2021-07-09 1 0001821850 Sunlight Financial Holdings Inc. SUNL 0001807821 Wilson Jan C. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 0 0 0 Class A Common Stock 2021-07-09 4 C 0 50000 A 50000 D Class B Common Stock 2021-07-09 4 C 0 50000 D Class A Common Stock 50000 0 D In connection with the closing of the business combination (the "business combination") among Spartan Acquisition Corp. II ("Spartan"), SL Invest I Inc., SL Invest II LLC, SL Financial Investor I LLC, SL Financial Investor II LLC, SL Financial Holdings Inc., SL Financial LLC, Sunlight Financial LLC, FTV-Sunlight, Inc. and Tiger Co-Invest B Sunlight Blocker, LLC, on July 9, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Sunlight Financial Holdings Inc." The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date. /s/ Jan C. Wilson 2021-07-12