0001209191-21-006496.txt : 20210201 0001209191-21-006496.hdr.sgml : 20210201 20210201170317 ACCESSION NUMBER: 0001209191-21-006496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vance JD CENTRAL INDEX KEY: 0001834682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 21577590 MAIL ADDRESS: STREET 1: C/O APPHARVEST, INC. STREET 2: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001807707 AppHarvest, Inc. APPH 0001834682 Vance JD C/O APPHARVEST, INC. 401 W. MAIN STREET, SUITE 321 LEXINGTON KY 40507 1 0 0 0 Common Stock 2021-01-29 4 A 0 2939577 A 2939577 I See Footnote Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer"). These securities are held of record by Narya Capital Fund I, L.P. ("Narya Capital Fund"). Narya Capital Management LLC ("Narya") is the sole general partner of Narya Capital Fund and as a result may be deemed to have beneficial ownership over such securities. The Reporting Person is the Managing Partner of Narya and may be deemed to indirectly beneficially own the securities through his interest in Narya. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. /s/ Katie Kazem, Attorney-in-Fact 2021-02-01