0001209191-21-006496.txt : 20210201
0001209191-21-006496.hdr.sgml : 20210201
20210201170317
ACCESSION NUMBER: 0001209191-21-006496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vance JD
CENTRAL INDEX KEY: 0001834682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 21577590
MAIL ADDRESS:
STREET 1: C/O APPHARVEST, INC.
STREET 2: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-29
0
0001807707
AppHarvest, Inc.
APPH
0001834682
Vance JD
C/O APPHARVEST, INC.
401 W. MAIN STREET, SUITE 321
LEXINGTON
KY
40507
1
0
0
0
Common Stock
2021-01-29
4
A
0
2939577
A
2939577
I
See Footnote
Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
These securities are held of record by Narya Capital Fund I, L.P. ("Narya Capital Fund"). Narya Capital Management LLC ("Narya") is the sole general partner of Narya Capital Fund and as a result may be deemed to have beneficial ownership over such securities. The Reporting Person is the Managing Partner of Narya and may be deemed to indirectly beneficially own the securities through his interest in Narya. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.
/s/ Katie Kazem, Attorney-in-Fact
2021-02-01