0001209191-21-006479.txt : 20210201
0001209191-21-006479.hdr.sgml : 20210201
20210201165916
ACCESSION NUMBER: 0001209191-21-006479
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eggleton Loren
CENTRAL INDEX KEY: 0001834793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 21577535
MAIL ADDRESS:
STREET 1: C/O APPHARVEST, INC.
STREET 2: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-29
0
0001807707
AppHarvest, Inc.
APPH
0001834793
Eggleton Loren
C/O APPHARVEST, INC.
401 W. MAIN STREET, SUITE 321
LEXINGTON
KY
40507
0
1
0
0
Chief Financial Officer
Common Stock
2021-01-29
4
A
0
234080
A
234080
D
Stock Option (right to buy)
0.22
2021-01-29
4
A
0
357280
0.00
A
2029-05-18
Common Stock
357280
357280
D
Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
The shares of common stock underlying this option will vest and become exercisable as to 25% of the shares underlying this option on May 19, 2020, and the remaining 75% thereafter in 36 equal monthly installments, subject to the Reporting Person's continuous service with the Issuer on each such date.
/s/ Katie Kazem, Attorney-in-Fact
2021-02-01