0001209191-21-006479.txt : 20210201 0001209191-21-006479.hdr.sgml : 20210201 20210201165916 ACCESSION NUMBER: 0001209191-21-006479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eggleton Loren CENTRAL INDEX KEY: 0001834793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 21577535 MAIL ADDRESS: STREET 1: C/O APPHARVEST, INC. STREET 2: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001807707 AppHarvest, Inc. APPH 0001834793 Eggleton Loren C/O APPHARVEST, INC. 401 W. MAIN STREET, SUITE 321 LEXINGTON KY 40507 0 1 0 0 Chief Financial Officer Common Stock 2021-01-29 4 A 0 234080 A 234080 D Stock Option (right to buy) 0.22 2021-01-29 4 A 0 357280 0.00 A 2029-05-18 Common Stock 357280 357280 D Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer"). The shares of common stock underlying this option will vest and become exercisable as to 25% of the shares underlying this option on May 19, 2020, and the remaining 75% thereafter in 36 equal monthly installments, subject to the Reporting Person's continuous service with the Issuer on each such date. /s/ Katie Kazem, Attorney-in-Fact 2021-02-01