0001104659-21-010207.txt : 20210201
0001104659-21-010207.hdr.sgml : 20210201
20210201163201
ACCESSION NUMBER: 0001104659-21-010207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bostic Bradley
CENTRAL INDEX KEY: 0001812107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 21577091
MAIL ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
tm214656d3_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-29
1
0001807707
AppHarvest, Inc.
NOVS
0001812107
Bostic Bradley
C/O NOVUS CAPITAL
CORPORATION, 8556 OAKMONT LANE
INDIANAPOLIS
IN
46235
1
0
0
0
Common Stock, $0.0001 par value
2021-01-29
4
A
0
75000
10.00
A
193690
I
See Footnote
Represents 75,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
Represents (i) 75,000 shares owned directly by BEA Holdings III, LLC and (ii) 118,690 shares owned directly by BEA Holdings II, LLC. Mr. Paulson is a trustee of the Trust. Mr. Bostic is the manager of both BEA Holdings II, LLC and BEA Holdings III, LLC. Mr. Bostic disclaims beneficial ownership of the securities held by BEA Holdings II, LLC and BEA Holdings III, LLC except to the extent of his pecuniary interest therein.
/s/ Bradley Bostic
2021-01-29