0001104659-21-010207.txt : 20210201 0001104659-21-010207.hdr.sgml : 20210201 20210201163201 ACCESSION NUMBER: 0001104659-21-010207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bostic Bradley CENTRAL INDEX KEY: 0001812107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 21577091 MAIL ADDRESS: STREET 1: 8556 OAKMONT LANE CITY: INDIANAPOLIS STATE: IN ZIP: 46260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 tm214656d3_4.xml OWNERSHIP DOCUMENT X0306 4 2021-01-29 1 0001807707 AppHarvest, Inc. NOVS 0001812107 Bostic Bradley C/O NOVUS CAPITAL CORPORATION, 8556 OAKMONT LANE INDIANAPOLIS IN 46235 1 0 0 0 Common Stock, $0.0001 par value 2021-01-29 4 A 0 75000 10.00 A 193690 I See Footnote Represents 75,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc. Represents (i) 75,000 shares owned directly by BEA Holdings III, LLC and (ii) 118,690 shares owned directly by BEA Holdings II, LLC. Mr. Paulson is a trustee of the Trust. Mr. Bostic is the manager of both BEA Holdings II, LLC and BEA Holdings III, LLC. Mr. Bostic disclaims beneficial ownership of the securities held by BEA Holdings II, LLC and BEA Holdings III, LLC except to the extent of his pecuniary interest therein. /s/ Bradley Bostic 2021-01-29