0001104659-21-010201.txt : 20210201
0001104659-21-010201.hdr.sgml : 20210201
20210201163122
ACCESSION NUMBER: 0001104659-21-010201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Heather
CENTRAL INDEX KEY: 0001812066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 21577078
MAIL ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
tm214656d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-29
1
0001807707
AppHarvest, Inc.
NOVS
0001812066
Goodman Heather
C/O NOVUS CAPITAL
CORPORATION, 8556 OAKMONT LANE
INDIANAPOLIS
IN
46235
1
0
0
0
Common Stock, $0.0001 par value
2021-01-29
4
A
0
50000
10.00
A
50000
I
See Footnote
Common Stock, $0.0001 par value
86956
D
Represents 50,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
The shares are owned directly by TCRE, LLC. Ms. Goodman is a principal of TCRE, LLC. Ms. Goodman disclaims beneficial ownership of the securities held by TCRE, LLC except to the extent of his pecuniary interest therein.
/s/ Heather Goodman
2021-01-29