0001104659-21-010201.txt : 20210201 0001104659-21-010201.hdr.sgml : 20210201 20210201163122 ACCESSION NUMBER: 0001104659-21-010201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Heather CENTRAL INDEX KEY: 0001812066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 21577078 MAIL ADDRESS: STREET 1: 8556 OAKMONT LANE CITY: INDIANAPOLIS STATE: IN ZIP: 46260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 tm214656d1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-01-29 1 0001807707 AppHarvest, Inc. NOVS 0001812066 Goodman Heather C/O NOVUS CAPITAL CORPORATION, 8556 OAKMONT LANE INDIANAPOLIS IN 46235 1 0 0 0 Common Stock, $0.0001 par value 2021-01-29 4 A 0 50000 10.00 A 50000 I See Footnote Common Stock, $0.0001 par value 86956 D Represents 50,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc. The shares are owned directly by TCRE, LLC. Ms. Goodman is a principal of TCRE, LLC. Ms. Goodman disclaims beneficial ownership of the securities held by TCRE, LLC except to the extent of his pecuniary interest therein. /s/ Heather Goodman 2021-01-29