0000902664-22-003342.txt : 20220621
0000902664-22-003342.hdr.sgml : 20220621
20220621174723
ACCESSION NUMBER: 0000902664-22-003342
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220513
FILED AS OF DATE: 20220621
DATE AS OF CHANGE: 20220621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halfmann Patrick
CENTRAL INDEX KEY: 0001916946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 221029235
MAIL ADDRESS:
STREET 1: C/O APPHARVEST, INC.
STREET 2: 500 APPALACHIAN WAY
CITY: MOREHEAD
STATE: KY
ZIP: 40351
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 APPALACHIAN WAY
CITY: MOREHEAD
STATE: KY
ZIP: 40351
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 500 APPALACHIAN WAY
CITY: MOREHEAD
STATE: KY
ZIP: 40351
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
ownership.xml
X0306
4
2022-05-13
0
0001807707
AppHarvest, Inc.
APPH
0001916946
Halfmann Patrick
C/O INCLUSIVE CAPITAL PARTNERS, L.P.
1170 GORGAS AVENUE
SAN FRANCISCO
CA
94129
1
0
0
0
Common Stock, $0.0001 par value per share
2022-05-13
4
A
0
21937
0
A
21937
D
Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU award vests in full on the date of the next annual meeting of the Issuer's stockholders ("Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for Inclusive Capital Partners, L.P., and may transfer the award directly to the In-Cap Funds. The Reporting Person disclaims beneficial ownersip of the securities reported herein except to the extent of his pecuniary interest therein, if any.
/s/ Patrick Halfmann
2022-06-21