0000902664-22-003342.txt : 20220621 0000902664-22-003342.hdr.sgml : 20220621 20220621174723 ACCESSION NUMBER: 0000902664-22-003342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220513 FILED AS OF DATE: 20220621 DATE AS OF CHANGE: 20220621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halfmann Patrick CENTRAL INDEX KEY: 0001916946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 221029235 MAIL ADDRESS: STREET 1: C/O APPHARVEST, INC. STREET 2: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 ownership.xml X0306 4 2022-05-13 0 0001807707 AppHarvest, Inc. APPH 0001916946 Halfmann Patrick C/O INCLUSIVE CAPITAL PARTNERS, L.P. 1170 GORGAS AVENUE SAN FRANCISCO CA 94129 1 0 0 0 Common Stock, $0.0001 par value per share 2022-05-13 4 A 0 21937 0 A 21937 D Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU award vests in full on the date of the next annual meeting of the Issuer's stockholders ("Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date. The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for Inclusive Capital Partners, L.P., and may transfer the award directly to the In-Cap Funds. The Reporting Person disclaims beneficial ownersip of the securities reported herein except to the extent of his pecuniary interest therein, if any. /s/ Patrick Halfmann 2022-06-21