a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 1 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Alger 35 ETF |
ii. Class identification number, if any | C000222789 |
iii. Ticker symbol, if any | ATFV |
|
Shareholder servicing agents Record:
1 |
i. Full name | Fred Alger Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300TITGLG7BXCGB39 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Fred Alger Management, LLC |
ii. LEI, if any, or other identifying number | 549300TITGLG7BXCGB39 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Administrators Record:
2 |
i. Full name | Brown Brothers Harriman & Co. |
ii. LEI, if any, or other identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | JONESTRADING INSTITUTIONAL SERVICES |
ii. SEC file number | 008-26089 |
iii. CRD number | 000006888 |
iv. LEI, if any | 2138008JJ5PA8H5UIL69 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,117.33000000 |
Brokers Record:
2 |
i. Full name of broker | J.P. MORGAN SECURITIES LLC |
ii. SEC file number | 008-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 320.00000000 |
Brokers Record:
3 |
i. Full name of broker | BTIG, LLC |
ii. SEC file number | 008-65473 |
iii. CRD number | 000122225 |
iv. LEI, if any | 549300GTG9PL6WO3EC51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 688.54000000 |
Brokers Record:
4 |
i. Full name of broker | SUNTRUST INVESTMENT SERVICES |
ii. SEC file number | 008-35355 |
iii. CRD number | 000017499 |
iv. LEI, if any | IYDOJBGJWY9T8XKCSX06 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 790.64000000 |
Brokers Record:
5 |
i. Full name of broker | ABEL NOSER, L.L.C. |
ii. SEC file number | 008-69809 |
iii. CRD number | 000284714 |
iv. LEI, if any | 549300UQY3DBDP2Y2N55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 873.59000000 |
Brokers Record:
6 |
i. Full name of broker | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,151.78000000 |
Brokers Record:
7 |
i. Full name of broker | FIDELITY MANAGEMENT & RESEARCH COMPANY |
ii. SEC file number | N/A |
iii. CRD number | 000108281 |
iv. LEI, if any | 5493001Z012YSB2A0K51 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 351.92000000 |
Brokers Record:
8 |
i. Full name of broker | Piper Sandler LTD. |
ii. SEC file number | N/A |
iii. CRD number | 000163758 |
iv. LEI, if any | 2138008LHD1TOYE4JE90 |
v. State, if applicable | |
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,142.82000000 |
Brokers Record:
9 |
i. Full name of broker | Fred Alger & Co., Inc. |
ii. SEC file number | 008-15900 |
iii. CRD number | 000005300 |
iv. LEI, if any | 549300TITGLG7BXCGB39 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,729.92000000 |
Brokers Record:
10 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 008-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 351.97000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 10,630.29000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 1 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Alger Mid Cap 40 ETF |
ii. Class identification number, if any | C000222788 |
iii. Ticker symbol, if any | FRTY |
|
Shareholder servicing agents Record:
1 |
i. Full name | Fred Alger Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300TITGLG7BXCGB39 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Fred Alger Management, LLC |
ii. LEI, if any, or other identifying number | 549300TITGLG7BXCGB39 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
Administrators Record:
2 |
i. Full name | Brown Brothers Harriman & Co. |
ii. LEI, if any, or other identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BTIG, LLC |
ii. SEC file number | 008-65473 |
iii. CRD number | 000122225 |
iv. LEI, if any | 549300GTG9PL6WO3EC51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,924.59000000 |
Brokers Record:
2 |
i. Full name of broker | MORGAN STANLEY & CO. LLC |
ii. SEC file number | 008-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,789.35000000 |
Brokers Record:
3 |
i. Full name of broker | BAIRD, PATRICK & COMPANY |
ii. SEC file number | 008-18029 |
iii. CRD number | 000001149 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 8,667.39000000 |
Brokers Record:
4 |
i. Full name of broker | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,367.34000000 |
Brokers Record:
5 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4,988.07000000 |
Brokers Record:
6 |
i. Full name of broker | RAYMOND JAMES FINANCE COMPANY OF CANADA LTD. |
ii. SEC file number | 008-42071 |
iii. CRD number | 000025853 |
iv. LEI, if any | 54930007S8Z1VGJCWG23 |
v. State, if applicable | |
vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,462.13000000 |
Brokers Record:
7 |
i. Full name of broker | BARCLAYS CAPITAL INC. |
ii. SEC file number | 008-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,939.76000000 |
Brokers Record:
8 |
i. Full name of broker | Fred Alger & Co., Inc. |
ii. SEC file number | 008-15900 |
iii. CRD number | 000005300 |
iv. LEI, if any | 549300TITGLG7BXCGB39 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 14,817.02000000 |
Brokers Record:
9 |
i. Full name of broker | JMP SECURITIES LLC |
ii. SEC file number | 008-39613 |
iii. CRD number | 000022208 |
iv. LEI, if any | 549300IDHEFHQ741DW68 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,723.21000000 |
Brokers Record:
10 |
i. Full name of broker | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,896.68000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 105,485.19000000 |